1ST SECURITIES MANAGEMENT, INC. – Your Trusted Financial Advisor
1ST SECURITIES MANAGEMENT, INC. is a leading financial management firm with a team of experienced professionals dedicated to providing exceptional financial advice to their clients. With years of experience and a comprehensive range of financial services, 1ST SECURITIES MANAGEMENT, INC. is committed to helping clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
1ST SECURITIES MANAGEMENT, INC. offers a range of services to help clients grow and manage their wealth. Their key offerings include investment management, retirement planning, tax planning, estate planning, and risk management. The firm’s focus is on building long-term relationships with clients and providing personalized solutions to meet their unique financial needs.
Facts and Insights
1ST SECURITIES MANAGEMENT, INC. was founded in 2005 and has been in the business for over 15 years. The firm has over $1 billion in assets under management and a team of 50 dedicated advisors. With a strong track record and a commitment to excellence, 1ST SECURITIES MANAGEMENT, INC. has become a trusted name in the financial industry.
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion | 50 | 15+ years |
Financial Services Offered
1ST SECURITIES MANAGEMENT, INC. offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Investment Management
- Retirement Planning
- Tax Planning
- Estate Planning
- Risk Management
Client Types
1ST SECURITIES MANAGEMENT, INC. serves a diverse range of clients, including individuals, families, business owners, and high-net-worth individuals. The firm has the expertise and resources to cater to the unique needs of each client, regardless of their financial situation.
Fees & Compensation
1ST SECURITIES MANAGEMENT, INC. follows a transparent and fair fee structure, and all fees are discussed and agreed upon with clients before any services are rendered. The firm’s fees may include a percentage of assets under management, hourly rates, or flat fees based on the services provided. 1ST SECURITIES MANAGEMENT, INC. does not receive any commissions or kickbacks from third parties, ensuring that their advice is always aligned with their clients’ best interests.
Background
1ST SECURITIES MANAGEMENT, INC. has a team of highly qualified and experienced financial advisors with a deep understanding of the financial markets and a commitment to staying ahead of the latest industry trends. The team includes Certified Financial Planners (CFPs) and Chartered Financial Analysts (CFAs), demonstrating their dedication to professional excellence.
Financial Advisor Disclosures to Know
As a registered investment advisor, 1ST SECURITIES MANAGEMENT, INC. is regulated by the Securities and Exchange Commission (SEC) and has a fiduciary duty to act in their clients’ best interests. The firm operates with full transparency and makes all necessary disclosures available to clients, including any potential conflicts of interest or disciplinary actions.