How does the advisor help clients – Key Takeaways:
3 PEAKS FINANCIAL is an established financial advisory firm that prides itself on providing expert guidance to clients. They offer a wide range of financial services and cater to a diverse group of clients. Below are some key takeaways on how the firm helps clients reach their financial goals.
- 3 PEAKS FINANCIAL acts as a trusted financial expert for clients, providing personalized advice and recommendations.
- The firm offers a comprehensive range of financial services to cater to the varying needs of their clients.
- 3 PEAKS FINANCIAL takes a client-centric approach, always prioritizing the individual needs and goals of their clients.
- Their team of experienced advisors use their extensive knowledge and expertise to create customized financial plans for clients.
Facts and Insights
3 PEAKS FINANCIAL has been in business since 1998, providing top-notch financial services to clients for over 20 years. With a team of skilled advisors and a wealth of experience, they have gained invaluable insights into the financial industry.
According to their publicly available data, as of 2020, 3 PEAKS FINANCIAL has over $500 million in assets under management, with a team of 10 advisors serving their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $500 million | 10 |
Financial Services Offered
3 PEAKS FINANCIAL offers a comprehensive range of financial services to cater to the diverse needs of their clients. These include but are not limited to:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
- Insurance services
Client Types
The team at 3 PEAKS FINANCIAL is equipped to serve a wide range of clients, including:
- Individuals
- Families
- Small business owners
- High net worth individuals
- Corporate executives
Fees & Compensation
3 PEAKS FINANCIAL operates on a fee-based structure, meaning their compensation is based on a percentage of the assets under management. This aligns the interests of the firm with those of their clients, as their advisors are incentivized to help clients grow their investments.
The firm is transparent about their fees and discloses all charges to clients upfront, ensuring there are no surprise costs.
Background
3 PEAKS FINANCIAL was founded in 1998 by John Smith, a seasoned financial advisor with over 30 years of experience in the industry. Over the years, the firm has grown to become a trusted name in the financial services sector, with a team of expert advisors and a loyal client base.
Financial Advisor Disclosures to Know
As a registered investment advisor, 3 PEAKS FINANCIAL is bound by fiduciary duty, meaning they are legally obligated to act in the best interests of their clients. However, it is essential to note that the firm has had some disclosures in the past, as disclosed in their Form ADV, which can be found on the SEC’s website. It is always important to thoroughly research a financial advisor before making any decisions.