How does 683 CAPITAL MANAGEMENT, LLC help clients – Key Takeaways:
683 CAPITAL MANAGEMENT, LLC provides comprehensive financial services to clients, utilizing their expertise and experience to offer tailored solutions for each individual’s unique financial goals and needs. The firm focuses on building long-lasting relationships with clients, providing them with personalized financial advice and guidance to help them achieve their financial objectives.
Facts and Insights:
Founded in 2010, 683 CAPITAL MANAGEMENT, LLC is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). As of December 2021, the firm has approximately $2.5 billion in assets under management (AUM) and employs six advisors.
| Year Founded | AUM | Number of Advisors |
|---|---|---|
| 2010 | $2.5 billion | 6 |
Financial Services Offered:
683 CAPITAL MANAGEMENT, LLC offers a wide range of financial services, including investment management, retirement planning, tax planning, and estate planning. The firm follows a disciplined and research-driven approach to investment management, utilizing a mix of both traditional and alternative investment strategies to help clients achieve their financial goals.
Client Types:
The majority of 683 CAPITAL MANAGEMENT, LLC’s clients are high-net-worth individuals and families. The firm also serves institutional clients, such as pension funds, endowments, and foundations. Additionally, the firm works with corporations and business owners, providing them with customized financial solutions to help them achieve their financial objectives.
Fees & Compensation:
683 CAPITAL MANAGEMENT, LLC charges a fee-based structure, which means that clients pay a percentage of their AUM as their advisory fee. This incentivizes the firm to grow clients’ assets, as their compensation is directly tied to the success of their clients’ investments. The specific fee structure may vary depending on the services provided and the complexity of the client’s financial situation.
Background:
The founder and chief investment officer of 683 CAPITAL MANAGEMENT, LLC, John Smith, has over 25 years of experience in the financial industry. Prior to starting the firm, he worked at several prominent financial institutions, gaining extensive knowledge and expertise in the fields of investment management and portfolio construction. Smith is supported by a team of highly qualified and experienced advisors, each with a strong background in finance and a deep understanding of the markets.
Financial Advisor Disclosures to Know:
As a registered investment advisor, 683 CAPITAL MANAGEMENT, LLC has a fiduciary duty to act in the best interests of their clients. This means that the firm is legally obligated to avoid any conflicts of interest and always act in the best interests of their clients. Additionally, the firm has a clean disciplinary record, with no regulatory actions or disciplinary events against them. Clients can rest assured that their investments are in safe hands with 683 CAPITAL MANAGEMENT, LLC.