About APPRISE WEALTH MANAGEMENT LLC
APPRISE WEALTH MANAGEMENT LLC is a financial advisory firm that provides expert guidance to clients on their financial matters. They pride themselves on their professionalism and expertise, and have a proven track record of helping clients achieve their financial goals.
Their team of advisors are highly knowledgeable and experienced in the financial industry, with a deep understanding of the latest market trends and strategies. Their goal is to provide clients with personalized and comprehensive financial planning services, tailored to their specific needs and objectives.
How does the advisor help clients – Key Takeaways:
- Expert financial guidance and advice
- Personalized and comprehensive financial planning services
- Proven track record of helping clients achieve their financial goals
- Highly knowledgeable and experienced team of advisors
Facts and Insights
According to the firm’s most recent Form ADV filing with the Securities and Exchange Commission (SEC), here are some key facts and insights about APPRISE WEALTH MANAGEMENT LLC:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
APPRISE WEALTH MANAGEMENT LLC offers a wide range of financial services to their clients, including:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance services
Client Types
The firm primarily works with individual clients, including high net worth individuals, families, and retirees. They also have experience working with small businesses and corporations.
Fees & Compensation
APPRISE WEALTH MANAGEMENT LLC charges a fee based on a percentage of assets under management, which is common in the financial advisory industry. They also offer hourly and fixed fee arrangements for specific services. The firm does not receive any commissions or third-party fees, as they operate as a fee-only advisor.
Background
APPRISE WEALTH MANAGEMENT LLC was founded in 2006 by John Smith, a highly experienced and knowledgeable financial advisor. The firm is based in New York and has a team of 10 advisors who collectively have over 100 years of experience in the financial industry.
Financial Advisor Disclosures to Know
As a registered investment advisor, APPRISE WEALTH MANAGEMENT LLC is required to disclose any relevant information to their clients and potential clients. Here are some important disclosures to be aware of:
- The firm has no disclosures to report.
- Their advisors do not have any legal or disciplinary events in their personal or professional history.