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How does the advisor help clients – Key Takeaways:
As a financial expert, ASCENT FINTECH LLC offers a range of services to assist clients in achieving their financial goals. With a focus on personalized and comprehensive strategies, the company aims to provide clients with the necessary tools and resources to effectively manage their finances and maximize their wealth.
Facts and Insights
Founded in 2008, ASCENT FINTECH LLC has over a decade of experience in the financial services industry. The company is registered as an investment advisor with the Securities and Exchange Commission (SEC) and operates out of its headquarters in New York City. With a team of experienced financial advisors, ASCENT FINTECH LLC has built a reputation for providing high-quality, client-centered services.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion | 10 | Over 10 years |
Financial Services Offered
– Investment management
– Retirement planning
– Tax planning
– Estate planning
– Risk management
– Cash flow analysis
– Educational planning
– Social security optimization
Client Types
ASCENT FINTECH LLC works with a diverse range of clients, including individuals, families, and businesses. The company specializes in serving high-net-worth individuals, but also welcomes clients with varying levels of wealth and financial needs.
Fees & Compensation
ASCENT FINTECH LLC operates on a fee-based model, which means that the company charges a percentage of the assets under management as its compensation. This structure aligns the company’s interests with those of its clients, as the more the clients’ assets grow, the more the company earns. The fee structure is transparent and based on the complexity of the services provided.
Background
The team at ASCENT FINTECH LLC is comprised of highly qualified and experienced financial advisors who hold various certifications and designations, including Certified Financial Planner (CFP®) and Chartered Financial Analyst (CFA®). The company also boasts a strong network of professionals in related fields, such as tax and legal advisors, to provide clients with holistic and well-rounded financial guidance.
Financial Advisor Disclosures to Know
ASCENT FINTECH LLC is committed to transparency and disclosure to its clients. As a registered investment advisor with the SEC, the company is legally required to make certain disclosures, including potential conflicts of interest and prior regulatory actions. Clients are encouraged to review these disclosures before entering into a relationship with ASCENT FINTECH LLC.