How does the advisor help clients – Key Takeaways:
ASPEN INVESTMENT MANAGEMENT INC. is a financial firm that strives to be a trusted partner in managing their clients’ assets. The firm provides expertise in a variety of financial services offered, and caters to a diverse range of clients. Here are some key takeaways on how the advisor can help clients:
- Expert Financial Guidance: With a team of experienced advisors, ASPEN INVESTMENT MANAGEMENT INC. provides clients with expert financial guidance tailored to their individual needs and goals.
- Diversified Portfolio Management: The firm offers diversified and disciplined portfolio management, ensuring that clients’ assets are properly allocated to minimize risk and maximize returns.
- Risk Management: The advisors at ASPEN INVESTMENT MANAGEMENT INC. help clients mitigate risk through strategic asset allocation and regular portfolio reviews.
Facts and Insights
Here are some facts and insights about ASPEN INVESTMENT MANAGEMENT INC.:
- Assets Under Management: As of 2019, the firm manages over $1 billion in assets for its clients.
- Number of Advisors: Currently, the firm has 10 advisors on its team.
- Time in Business: ASPEN INVESTMENT MANAGEMENT INC. was founded in 2005 and has been providing financial services for over 15 years.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management | Number of Advisors |
|---|---|---|
| 2015 | $750 million | 8 |
| 2016 | $820 million | 9 |
| 2017 | $890 million | 9 |
| 2018 | $950 million | 10 |
| 2019 | $1 billion | 10 |
Financial Services Offered
ASPEN INVESTMENT MANAGEMENT INC. provides a wide range of financial services to meet the unique needs of its clients:
- Investment Management
- Retirement Planning
- Tax Planning
- Estate Planning
- Education Planning
- Insurance Solutions
Client Types
The firm caters to a diverse range of clients, including but not limited to:
- High Net-Worth Individuals
- Business Owners
- Corporate Executives
- Families
- Trusts
- Non-Profit Organizations
Fees & Compensation
ASPEN INVESTMENT MANAGEMENT INC. charges clients a fee based on a percentage of assets managed. The firm aims to minimize expenses and maximize returns for its clients. The fee structure is outlined in the firm’s Form ADV, which is available to clients upon request.
Background
The team at ASPEN INVESTMENT MANAGEMENT INC. is led by a group of seasoned professionals with extensive experience in the financial industry. The firm’s advisors have a deep understanding of markets, economics, and the impact on client portfolios. The advisors also hold professional designations such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA).
Financial Advisor Disclosures to Know
As a registered investment advisor, ASPEN INVESTMENT MANAGEMENT INC. is held to a fiduciary standard, meaning it is legally obligated to act in the best interest of its clients. This includes disclosing any potential conflicts of interest, fees, and compensation.