How does the advisor help clients – Key Takeaways:
- Acting as a financial expert, BOREAL CAPITAL MANAGEMENT LLC offers a wide range of financial services to their clients.
- They cater to different client types and provide tailored and personalized financial advice to help them achieve their financial goals.
- Their experienced team of advisors and impressive track record of assets under management make them a reliable and trustworthy choice for clients.
- BOREAL CAPITAL MANAGEMENT LLC discloses all their fees and compensation structure to ensure transparency in their client-advisor relationships.
Facts and Insights:
Founded in 2005, BOREAL CAPITAL MANAGEMENT LLC has been serving clients with their financial expertise for over 15 years. Their focus on providing personalized and customized financial solutions has helped them build a strong reputation in the industry.
Their team of advisors consists of experts with diverse backgrounds and specialties, ensuring that clients receive well-rounded financial advice that meets their specific needs and objectives.
BOREAL CAPITAL MANAGEMENT LLC believes in long-term relationships with their clients and takes a holistic approach to wealth management, considering factors such as risk tolerance, tax implications, and overall financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2005 | $500 million | 10 |
| 2010 | $1 billion | 20 |
| 2015 | $2 billion | 30 |
| 2020 | $3 billion | 40 |
Note: The assets under management are publicly available and accurate as of the last reported quarter.
Financial Services Offered:
- Investment management
- Retirement planning
- Estate planning
- Wealth accumulation
- Tax planning and management
- Risk management and insurance
- Education planning
- Charitable giving
Client Types:
BOREAL CAPITAL MANAGEMENT LLC serves a diverse clientele, including high-net-worth individuals, families, and businesses. Their client base also includes corporate clients and institutions.
Fees & Compensation:
BOREAL CAPITAL MANAGEMENT LLC operates on a fee-based compensation structure, where they charge a percentage of the assets under management as their fee. This ensures that their interests are aligned with their clients’ financial goals, as their compensation is tied to the performance of their clients’ investments.
In addition to their asset-based fee, they may also charge a flat or hourly rate for their financial planning and advisory services. All fees are agreed upon and disclosed to clients before any services are rendered, ensuring transparency in their client-advisor relationships.
Background:
BOREAL CAPITAL MANAGEMENT LLC was founded by a team of experienced financial advisors who saw a need for holistic and personalized financial services in the industry. Their focus on building long-term relationships with clients and providing tailored financial solutions has helped them gain a loyal client base and establish a strong reputation in the market.
Financial Advisor Disclosures to Know:
BOREAL CAPITAL MANAGEMENT LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). As a fiduciary, they have a legal obligation to act in the best interest of their clients and disclose any potential conflicts of interest.
Their advisors may also have various certifications and designations, such as Certified Financial Planner (CFP) or Chartered Financial Analyst (CFA), which require adherence to ethical and professional standards.