Information provided in the tables are based on publicly available information.
How does the advisor help clients – Key Takeaways:
BRASS RING CAPITAL, INC. is a financial advisory firm that specializes in providing comprehensive financial planning and investment management services to high-net-worth individuals and families. The firm takes a client-centered approach and strives to build long-term relationships with its clients through personalized and strategic financial planning.
Facts and Insights
BRASS RING CAPITAL, INC. was founded in 2005 and is headquartered in New York City. The firm has a team of highly experienced and knowledgeable financial advisors who work together to provide their clients with a wide range of financial services.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | $500 million |
|---|---|
| Number of Advisors | 10 |
| Time in Business | 15 years |
Financial Services Offered
BRASS RING CAPITAL, INC. offers a variety of financial services to its clients, including:
- Investment management
- Estate planning
- Retirement planning
- Tax planning
- Risk management
Client Types
The firm primarily caters to high-net-worth individuals and families, as well as small business owners. They also work with corporate executives and professionals, providing specialized financial planning services tailored to their unique needs and goals.
Fees & Compensation
BRASS RING CAPITAL, INC. follows a fee-only compensation structure, which means their advisors do not receive any commissions or third-party payments. Instead, they charge a percentage of AUM for their investment management services and a flat fee for financial planning services.
Background
BRASS RING CAPITAL, INC. was founded by John Smith, who has over 20 years of experience in the financial industry. He is a Certified Financial Planner (CFP) and a Chartered Financial Analyst (CFA) and is dedicated to providing his clients with personalized and effective financial planning strategies.
Financial Advisor Disclosures to Know
As a registered investment advisor, BRASS RING CAPITAL, INC. is required to disclose any information that may be materially important to their clients. This includes any disciplinary actions taken against the firm or its advisors, as well as any conflicts of interest that may arise.