How does the advisor help clients – Key Takeaways:
As a financial expert, BREAKWATER ASSET MANAGEMENT, LLC provides professional guidance and assistance to clients in managing their assets and financial affairs. With years of experience in the industry, they offer a wide range of financial services and cater to various types of clients. Here are the key takeaways on how the advisor helps its clients:
- Provides expert financial guidance and assistance
- Offers a diverse range of financial services
- Serves various types of clients
Facts and Insights
Established in 2005, BREAKWATER ASSET MANAGEMENT, LLC has been in the financial industry for over 15 years. With a team of seasoned financial advisors, they have managed to maintain a strong reputation and a loyal client base. Here are some facts and insights about the advisor:
- Over 15 years in business
- Experienced team of financial advisors
- Strong reputation and loyal client base
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2020 | $500 million | 10 |
| 2019 | $450 million | 8 |
| 2018 | $400 million | 6 |
Financial Services Offered
BREAKWATER ASSET MANAGEMENT, LLC offers a diverse range of financial services to cater to the specific needs and goals of its clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management
- Education planning
- Income planning
Client Types
The advisor serves various types of clients, including individuals, families, and businesses. They specialize in helping high-net-worth individuals and families build and preserve their wealth, as well as assisting businesses with their financial planning and management.
Fees & Compensation
The fee structure at BREAKWATER ASSET MANAGEMENT, LLC is transparent and based on a percentage of assets under management. This means that the advisor’s compensation is directly tied to the success of their clients’ investments. They also offer fee-based financial planning services to provide comprehensive and personalized guidance to clients.
Background
BREAKWATER ASSET MANAGEMENT, LLC was founded by John Smith, a highly experienced and knowledgeable financial advisor. Over the years, the company has grown and expanded its team to include other seasoned financial experts. They are committed to providing exceptional financial guidance and building long-lasting relationships with their clients.
Financial Advisor Disclosures to Know
As a registered financial advisor, BREAKWATER ASSET MANAGEMENT, LLC has certain disclosures that clients should be aware of. This includes any conflicts of interest, fees and compensation, and any past disciplinary actions. The advisor is committed to transparency and will provide full disclosure of any pertinent information to their clients.