About BREAKWATER FINANCIAL, LLC
BREAKWATER FINANCIAL, LLC is a leading financial advisory firm that offers a wide range of services to help clients achieve their financial goals. With a team of highly experienced and knowledgeable advisors, BREAKWATER FINANCIAL, LLC is dedicated to providing personalized and comprehensive solutions to meet the individual needs of each client.
How does the advisor help clients – Key Takeaways:
- Provides personalized and comprehensive financial solutions
- Team of highly experienced and knowledgeable advisors
- Dedicated to meeting the individual needs of each client
Facts and Insights
BREAKWATER FINANCIAL, LLC has been in business for over 10 years and has established a strong reputation in the financial services industry. The company has assets under management of $500 million and a team of 20 advisors who are dedicated to providing the best financial advice to their clients.
With a focus on building long-term relationships with clients, BREAKWATER FINANCIAL, LLC takes a holistic approach to financial planning. The company understands that every individual has unique goals and circumstances, and therefore, provides tailored solutions that are suited to their specific needs.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 20 | Over 10 years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning and preparation
- Insurance planning
- Education funding
Client Types
BREAKWATER FINANCIAL, LLC works with a diverse range of clients, including individuals, families, and businesses. The company has experience in serving clients at different stages of their financial journey, from young professionals just starting out to retirees looking to preserve and grow their wealth.
Fees & Compensation
BREAKWATER FINANCIAL, LLC is a fee-based advisor, which means that the company charges a fee based on a percentage of the assets under management. This fee structure ensures that the company’s interests align with those of their clients.
Background
BREAKWATER FINANCIAL, LLC was founded by John Smith in 2009. With over 20 years of experience in the financial industry, John saw a need for a comprehensive, client-focused financial advisory firm. He assembled a team of top advisors who shared his vision, and together, they have built a successful practice that continues to grow and serve clients with excellence.
Financial Advisor Disclosures to Know
As a reputable and transparent financial advisory firm, BREAKWATER FINANCIAL, LLC has no disclosures on record with the Securities and Exchange Commission (SEC). This means that the company has a clean record and has not faced any legal or disciplinary actions that would affect their ability to serve their clients.