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How does the advisor help clients – Key Takeaways:
Serving as a financial expert for clients, Brock Asset Management offers a range of financial services to help clients achieve their financial goals. With a strong background in the industry, the firm provides transparency and honesty to its clients, while also offering a highly personalized approach for each individual client.
Facts and Insights
As a trusted financial advisor, Brock Asset Management has been in business for over 20 years, serving a diverse group of clients with a variety of financial services. The firm currently manages over $1 billion in assets and has a team of experienced advisors dedicated to providing exceptional service to their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion+ | 15+ | Over 20 years |
Financial Services Offered
Brock Asset Management offers a wide range of financial services to meet the diverse needs of its clients. These services include investment management, retirement planning, tax planning, estate planning, and college planning.
Client Types
The firm serves a variety of clients, including high net worth individuals, families, and small business owners. Brock Asset Management prides itself on understanding the unique financial needs of each client and crafting personalized strategies to help them reach their financial goals.
Fees & Compensation
Brock Asset Management operates on a fee-only compensation model, meaning that the firm is only compensated through fees paid by clients and does not receive commissions from third parties. This ensures that advisors at the firm always act in the best interest of their clients and eliminates any potential conflicts of interest.
Background
Brock Asset Management was founded by John Brock, a highly respected financial advisor with over three decades of experience in the industry. The firm is committed to providing the highest quality of service to each and every client, guided by its core principles of integrity, transparency, and trust.
Financial Advisor Disclosures to Know
As with any financial firm, Brock Asset Management is subject to certain disclosures and regulations. This includes adhering to the fiduciary standard, meaning that the firm is legally required to act in the best interest of its clients at all times. Additionally, all advisors at the firm are fully licensed and registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).