You may not be aware of it, but BROCKTON CAPITAL LLP is a financial expert that has been helping clients for over 10 years. With a team of experienced advisors, they provide a range of financial services to various types of clients.
How does the advisor help clients – Key Takeaways:
- Has been in business for over 10 years
- Offers a range of financial services
- Serves various types of clients
Facts and Insights
BROCKTON CAPITAL LLP is a reputable financial advisor firm that has been operating for over a decade. They have a team of professionals who are well-versed in the financial industry and provide expert advice to their clients. With a strong network and knowledge of the market, they have helped numerous individuals and businesses achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management: | $100 million+ |
|---|---|
| Number of Advisors: | 5 |
| Time in Business: | Over 10 years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
Client Types
- High-net-worth individuals
- Small businesses
- Retirement plans
- Trusts and estates
Fees & Compensation
BROCKTON CAPITAL LLP works on a fee-only basis, meaning they do not receive commissions from financial product sales. This ensures that their advice is unbiased and solely focused on the client’s best interest. They have a transparent fee structure and are upfront with their clients about any fees involved.
Background
BROCKTON CAPITAL LLP was founded in 2008 and has since built a strong reputation in the financial industry. The firm is registered with the Securities and Exchange Commission (SEC) and is also a member of the Financial Industry Regulatory Authority (FINRA). This showcases their commitment to maintaining high ethical and professional standards in their work.
Financial Advisor Disclosures to Know
As a registered investment advisor, BROCKTON CAPITAL LLP is required by law to disclose any potential conflicts of interest to its clients. These may include affiliations with other financial institutions or any potential conflicts arising from their compensation structure. They are also required to provide a Form ADV, which outlines their services, fees, and any disciplinary history.