How does the advisor help clients – Key Takeaways:
BUSWELL ASSOCIATES, INC. is a leading financial consulting firm known for providing expert advice across a wide range of financial matters. With years of experience in the industry, they have helped countless individuals and businesses achieve financial success. Here are some key takeaways on how they help their clients:
- Offering personalized financial plans tailored to the specific needs and goals of each client.
- Providing unbiased advice and recommendations based on extensive research and analysis.
- Helping clients navigate complex financial situations and make informed decisions.
- Offering a wide range of financial services to address various needs and goals.
- Tailoring their approach to match the risk tolerance and investment objectives of each client.
Facts and Insights
Incorporated in 1990, BUSWELL ASSOCIATES, INC. has been in the business for over 30 years. This experience, combined with their team of highly qualified and knowledgeable advisors, allows them to provide top-notch financial services to their clients. Here are some interesting facts and insights about the firm:
- Assets Under Management (AUM): $500 million (Publicly reported data as of December 31, 2019)
- Number of Advisors: 10 (Publicly reported data as of December 31, 2019)
- Time in Business: Over 30 years
These numbers showcase the firm’s success and stability, as well as their ability to attract and retain top talent in the industry. With a large AUM and a team of 10 experienced advisors, clients can trust that their financial needs will be well taken care of.
Financial Services Offered
BUSWELL ASSOCIATES, INC. offers a comprehensive range of financial services to cater to the diverse needs and goals of their clients. These services include:
- Financial planning and wealth management
- Investment management and asset allocation
- Tax planning and preparation
- Estate planning
- Retirement planning
- Insurance and risk management
Through these services, the firm aims to help clients achieve their financial goals and secure their financial future.
Client Types
The team at BUSWELL ASSOCIATES, INC. is equipped to serve a diverse range of clients, including:
- Individuals and families
- Small business owners
- Corporate executives
- Non-profit organizations
Regardless of the client type, the firm is committed to providing expert and personalized financial advice to help clients reach their financial goals.
Fees & Compensation
BUSWELL ASSOCIATES, INC. is a fee-based firm, which means they charge a flat fee or a percentage of assets under management for their services. This fee structure ensures that the advisors’ interests are aligned with those of their clients, as they only earn from the growth of the client’s portfolio. The firm is transparent about their fees, and all charges are clearly outlined in their client agreements.
Background
BUSWELL ASSOCIATES, INC. was founded by John Buswell, a highly experienced financial advisor with over 40 years of experience in the industry. Unlike many other financial consulting firms, BUSWELL ASSOCIATES, INC. is an independent firm, which means they are not tied to specific products or services. As a result, clients can trust that the firm’s recommendations are unbiased and in their best interest.
Financial Advisor Disclosures to Know
As a financial expert, BUSWELL ASSOCIATES, INC. follows all laws and regulations set by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). They also adhere to a strict code of ethics and maintain high levels of transparency with their clients. Some important financial advisor disclosures to know about the firm include:
- They have no disclosures or regulatory actions on their record
- They have clean financial and legal backgrounds