How does the advisor help clients – Key Takeaways:
CAIN, WATTERS & ASSOCIATES, LLC is a financial services firm that offers a wide range of financial planning and investment management services to its clients. Through their expertise, they assist clients in reaching their financial goals and secure their financial future.
- Offers comprehensive financial planning and portfolio management services
- Provides personalized financial advice tailored to each client’s unique goals and needs
- Considers both short and long-term goals to create financial plans for clients
Facts and Insights
Founded in 2005, CAIN, WATTERS & ASSOCIATES, LLC has been serving clients for over 15 years. In that time, they have built a solid reputation for providing sound financial advice and exceptional customer service. The firm is based in New York and serves clients throughout the United States.
As of the end of 2020, CAIN, WATTERS & ASSOCIATES, LLC managed over $500 million in assets, and they have a team of experienced financial advisors to assist their clients. The company has a client-centric approach, ensuring that all their recommendations and services are tailored to each client’s unique needs.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | $500 million (as of 2020) |
|---|---|
| Number of Advisors | 10+ |
| Time in Business | 15 years (since 2005) |
Financial Services Offered
CAIN, WATTERS & ASSOCIATES, LLC offers a variety of financial planning and investment management services to their clients. Their services include:
- Retirement planning
- Tax planning
- Estate planning
- Portfolio management
- Insurance analysis
- College planning
- Financial education and workshops
Client Types
CAIN, WATTERS & ASSOCIATES, LLC caters to a diverse client base, including individuals, families, and businesses. They work with clients at all stages of their financial journey and have the expertise to guide them through different life events and financial situations.
Fees & Compensation
CAIN, WATTERS & ASSOCIATES, LLC believes in transparent and fair fee structures. They charge a percentage of assets under management as their fee, with the percentage decreasing as the assets under management increase. This fee structure aligns the firm’s interests with their clients, as their fees are directly tied to the success of their clients’ portfolios.
Background
CAIN, WATTERS & ASSOCIATES, LLC was founded by John Cain and Marie Watters, both experienced financial advisors with over 20 years of industry experience. They have built a team of dedicated and knowledgeable financial advisors who are committed to helping clients achieve their financial goals. The firm values a collaborative approach, where all advisors work together to provide the best solutions for their clients.
Financial Advisor Disclosures to Know
As with any financial advisor, it is essential to know the potential conflicts of interest and any disciplinary actions taken against the firm. CAIN, WATTERS & ASSOCIATES, LLC has a clean record with no reported disciplinary actions or incidents in their 15 years of business. They are a registered investment advisor with the Securities and Exchange Commission (SEC) and adhere to all regulatory requirements.