How does CAIN, WATTERS & ASSOCIATES, LLC help clients – Key Takeaways:
Founded in 1990, CAIN, WATTERS & ASSOCIATES, LLC is a trusted financial advisory firm that provides comprehensive financial planning and investment management services to individuals, families, and small businesses. With a team of experienced and knowledgeable financial advisors, the firm strives to help their clients achieve their financial goals through personalized strategies and top-notch customer service.
Here are some key takeaways about how CAIN, WATTERS & ASSOCIATES, LLC helps their clients:
- Offers personalized financial planning and investment management services
- Experienced and knowledgeable team of financial advisors
- Provides top-notch customer service
- Strives to help clients achieve their financial goals
Facts and Insights
As a leading financial advisory firm, CAIN, WATTERS & ASSOCIATES, LLC has helped numerous clients with their financial planning and investment needs. According to their most recent Form ADV filed with the Securities and Exchange Commission, here are some facts and insights about the firm:
| Assets Under Management (AUM) | $1,350,000,000 |
|---|---|
| Number of Advisors | 19 |
| Time in Business | 31 years |
Financial Services Offered
CAIN, WATTERS & ASSOCIATES, LLC offers a wide range of financial services to help their clients build and manage their wealth. Some of their services include:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
- Debt management
- Cash flow analysis
Client Types
CAIN, WATTERS & ASSOCIATES, LLC serves a diverse range of clients, including:
- High-net-worth individuals
- Retirees
- Small businesses
- Families
The firm understands that each client has unique financial needs and goals, and they tailor their services to meet those specific needs.
Fees & Compensation
CAIN, WATTERS & ASSOCIATES, LLC follows a fee-based compensation structure, which means they charge fees for their services and may also receive commissions for certain investment products they recommend or sell. This fee structure aligns the firm’s interests with those of their clients, as they do not earn commissions solely based on the products they sell.
The firm believes in transparency and strives to provide their clients with a clear understanding of their fees and how they will be compensated before providing any services.
Background
CAIN, WATTERS & ASSOCIATES, LLC was founded in 1990 by John C. Cain and Robert R. Watters with a vision to create a financial advisory firm that puts their clients’ interests above all else. Today, the firm has 19 advisors and manages over $1.3 billion in assets for their clients.
The firm’s advisors have diverse backgrounds and experience in the financial industry, bringing a wealth of knowledge and expertise to the team. They also pride themselves on staying up-to-date with the latest industry trends and advancements to provide their clients with the best possible financial advice.
Financial Advisor Disclosures to Know
As a registered investment advisory firm, CAIN, WATTERS & ASSOCIATES, LLC is required to disclose certain information for clients to make informed decisions about their services. Some important disclosures to know include:
- The firm’s services and fees
- Any potential conflicts of interest
- Disciplinary history of the firm or its advisors
- Details on their code of ethics and any certifications or designations held by their advisors
It is important for clients to review these disclosures before engaging the services of any financial advisor.