How does the advisor help clients – Key Takeaways:
Facts and Insights
About Callaway Financial Services
Callaway Financial Services was founded in 1999 and is headquartered in New York City. The firm is a registered investment advisor (RIA) and is registered with the Securities and Exchange Commission (SEC). Callaway Financial Services is known for its personalized approach and for providing clients with individualized strategies to meet their financial needs.
Assets Under Management, Number of Advisors and Time in Business:
Callaway Financial Services has an impressive track record, managing over $500 million in assets for their clients. The firm has a team of experienced and knowledgeable advisors, with a total of 15 advisors on staff. With over two decades in business, Callaway Financial Services has a proven track record of success.
Financial Services Offered
Callaway Financial Services offers a diverse range of financial services to cater to the needs of their clients. These services include investment management, wealth planning, retirement planning, tax planning, and estate planning. The firm also offers specialized services such as education planning and charitable giving strategies.
Client Types
Callaway Financial Services caters to a diverse range of clients, including individuals, families, and small business owners. Their personalized approach allows them to tailor their services to meet the specific needs and goals of each client. The firm also has a strong focus on education and strives to empower clients to make informed financial decisions.
Fees & Compensation
Callaway Financial Services is a fee-only firm, which means their sole source of compensation is directly from their clients. This ensures that the advisors’ interests are aligned with the clients’ interests, and there are no conflicts of interest. The firm’s fees are based on a percentage of assets under management, and they do not charge any additional transaction fees.
Background
Callaway Financial Services’ team of advisors consists of experienced and knowledgeable professionals. The firm’s founder, John Callaway, has over 30 years of experience in the financial industry and is a Certified Financial Planner (CFP). The rest of the team includes CFPs, Certified Public Accountants (CPAs), and Chartered Financial Analysts (CFAs).
Financial Advisor Disclosures to Know
As a registered investment advisor, Callaway Financial Services is required to make certain disclosures to their clients. These include any conflicts of interest, any past legal or disciplinary actions, and any potential risks associated with their services. These disclosures can be found on the firm’s Form ADV, which is available to the public.
In conclusion, Callaway Financial Services is a reputable and experienced financial advisory firm that offers a wide range of services to help clients achieve their financial goals. With a team of skilled advisors and a strong commitment to personalized service, the firm has proven to be a valuable resource for individuals, families, and small business owners.