CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. is a leading financial services firm that provides expert advice and support to clients in various aspects of their financial planning and management. With a professional team of advisors and a wealth of experience, CALTON & ASSOCIATES, INC. is dedicated to helping clients achieve their financial goals and secure their financial future.
How does the advisor help clients – Key Takeaways:
CALTON & ASSOCIATES, INC. assists clients in all areas of their financial planning, including budgeting, retirement planning, investment management, tax planning, and more. Their services are tailored to each client’s individual needs and financial goals, ensuring personalized solutions that fit their unique circumstances.
Facts and Insights
Below are some key facts and insights about CALTON & ASSOCIATES, INC. to help you better understand their services and expertise.
- Assets Under Management: As of 2021, CALTON & ASSOCIATES, INC. manages over $1.5 billion in assets for their clients.
- Number of Advisors: The firm has a team of over 100 dedicated and experienced financial advisors to assist clients with their financial needs.
- Time in Business: CALTON & ASSOCIATES, INC. has been in business for over 30 years, establishing a strong track record of success and reliability.
Financial Services Offered
CALTON & ASSOCIATES, INC. offers a wide range of financial services to help clients manage their money, protect their assets, and plan for the future. Here are some examples of the services they provide:
- Retirement planning and wealth management
- Investment management and risk assessment
- Tax planning and preparation
- Estate planning and succession planning
- Insurance and long-term care planning
- College planning and savings strategies
- Budgeting and debt management
Client Types
CALTON & ASSOCIATES, INC. works with individuals, families, and small businesses to help them achieve their financial goals. Their diverse client base includes:
- Retirees and pre-retirees
- Working professionals and high-net-worth individuals
- Business owners and entrepreneurs
- Young adults and families
Fees & Compensation
CALTON & ASSOCIATES, INC. is a fee-based firm, meaning their advisors earn a percentage of the assets they manage for clients. This fee-based structure aligns their advisors’ interests with their clients’ best interests, as it incentivizes them to help clients grow their wealth and reach their financial goals.
Background
CALTON & ASSOCIATES, INC. was founded in 1989 by Brian Calton, a financial industry veteran with over 40 years of experience. The firm was built on the principles of trust, honesty, and exceptional client service, and these values continue to guide them in their work today. Their team of advisors includes certified financial planners, investment advisors, and insurance professionals, ensuring clients receive well-rounded and comprehensive financial advice.
Financial Advisor Disclosures to Know
Before working with any financial advisor, it’s important to understand their background, potential conflicts of interest, and any disclosures they may have. Here are some key disclosures related to CALTON & ASSOCIATES, INC.:
- The firm has faced regulatory and licensing issues in the past and has paid fines and restitution fees.
- Some of the firm’s advisors may have a history of customer complaints or legal issues. It’s important to research the disciplinary history of any potential advisor before working with them.
- CALTON & ASSOCIATES, INC. may receive commissions for the sale of certain investment products, which could create potential conflicts of interest.
In conclusion, CALTON & ASSOCIATES, INC. is a reputable and experienced financial services firm that offers a wide range of services and expertise to help clients achieve their financial goals. With a dedicated team of advisors and a strong track record of success, they are a reliable partner