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Capital Investment Management, Inc. is a leading financial advisor firm that specializes in providing comprehensive financial management and investment services to clients. With years of experience in the industry, the team at Capital Investment Management has established a strong reputation for delivering reliable and effective financial solutions to individuals and businesses alike.
How does the advisor help clients – Key Takeaways:
There are several ways in which Capital Investment Management, Inc. helps its clients achieve their financial goals. Some key takeaways include:
- Expertise in financial planning and asset management
- Customized investment strategies based on each client’s unique situation and goals
- Regular monitoring and adjusting of investments to ensure optimal performance
- Access to a wide range of financial products and services
- Regular communication and updates on the client’s financial portfolio
Facts and Insights
Capital Investment Management, Inc. has consistently been ranked as one of the top financial advisor firms in the country. Here are some key facts and insights about the firm:
- Founded in 1990
- Headquartered in New York City
- Managed over $5 billion in client assets in 2020
- Employs over 100 financial advisors
- Serves a diverse range of clients, including individuals, families, and businesses
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Asset Under Management | Number of Advisors |
|---|---|---|
| 1990 | $5 billion | 100+ |
Financial Services Offered
Capital Investment Management, Inc. offers a comprehensive range of financial services to meet the diverse needs of its clients. Some of the key services provided by the firm include:
- Financial Planning
- Investment Management
- Tax Planning and Management
- Estate Planning
- Retirement Planning
- Insurance Planning
- Business Succession Planning
Client Types
Capital Investment Management, Inc. caters to a wide range of clients, including:
- Individuals
- Families
- Businesses
- High-net-worth individuals
- Retirees
- Trusts
- Foundations and endowments
Fees & Compensation
Capital Investment Management, Inc. is a fee-only financial advisor firm, which means it does not earn commissions from selling financial products to clients. The firm’s compensation is solely based on a percentage of the client’s assets under management. This fee structure aligns the firm’s interests with those of its clients, as the firm only benefits when the client’s investments perform well.
Background
The team at Capital Investment Management, Inc. consists of experienced financial professionals with diverse backgrounds in finance, accounting, law, and business. This diverse expertise allows the firm to offer a holistic approach to financial management and cater to the diverse needs of its clients. The firm also places a strong emphasis on continued education and staying up-to-date with industry developments to provide the best possible advice to its clients.
Financial Advisor Disclosures to Know
As a federally registered investment advisor, Capital Investment Management, Inc. is required to disclose any potential conflicts of interest to its clients. Some important disclosures to keep in mind include:
- The firm’s advisors may have relationships with third-party financial institutions and receive compensation for recommending their products
- The firm’s advisors may have personal investment interests that differ from those of its clients
- The firm may receive fees or other compensation from third-party companies for recommending their services
Overall, Capital Investment Management, Inc. is a trusted and reputable financial advisor firm that offers personalized and comprehensive financial solutions to help its clients achieve their financial goals. With a strong track record of success and a team of experienced professionals, the firm is well-equipped to guide clients towards financial success. Whether you are an individual, family, or business,