wrappings
How does the advisor help clients – Key Takeaways:
CAPSTONE INVESTMENT MANAGEMENT LLC provides expert financial guidance and management to individuals, families, and businesses. Their team of highly skilled advisors offers personalized solutions to help clients achieve their financial goals and build long-term wealth.
- Comprehensive financial services
- Customized investment strategies
- Cutting-edge technology and research
- Fee-only compensation structure
- Transparent and open communication
Facts and Insights
Assets Under Management: $500 million (as of 2021)
Number of Advisors: 10+ (as of 2021)
Time in Business: Over 15 years
| Year | Assets Under Management (in millions) |
|---|---|
| 2016 | $350 |
| 2017 | $400 |
| 2018 | $420 |
| 2019 | $480 |
| 2020 | $500 |
| 2021 | $500 |
Financial Services Offered
- Investment management
- Estate planning
- Retirement planning
- Tax planning
- Insurance planning
Client Types
CAPSTONE INVESTMENT MANAGEMENT LLC works with a diverse range of clients, including individuals, families, and businesses of all sizes. They thoroughly understand the unique financial needs and goals of each client and create tailored strategies to help them achieve success.
- High net worth individuals
- Business owners
- Retirees
- Young professionals
- Trusts and foundations
Fees & Compensation
CAPSTONE INVESTMENT MANAGEMENT LLC operates on a fee-only compensation structure, meaning they do not receive commissions or compensation from any third-party products or services. This ensures their clients receive unbiased and objective advice that is in their best interest. Fees are based on a percentage of assets under management and are fully transparent and disclosed to clients.
Background
Founded in 2005, CAPSTONE INVESTMENT MANAGEMENT LLC has over 15 years of experience in the financial industry. They are registered with the Securities and Exchange Commission (SEC) as an investment advisor and operate under a fiduciary standard, always putting their clients’ interests first. Their team of advisors has diverse backgrounds and expertise, providing clients with a well-rounded and comprehensive approach to financial management.
Financial Advisor Disclosures to Know
CAPSTONE INVESTMENT MANAGEMENT LLC has a clean record with no disciplinary actions taken against them by regulators. Additionally, they have no reported legal or regulatory disclosures, ensuring clients that they are in good standing and operate with integrity.