How does the advisor help clients – Key Takeaways:
CAPSTONE, LLC is a trusted and experienced financial advisor that provides comprehensive financial planning services to individuals, families, and businesses. The firm specializes in creating customized financial plans to help clients achieve their unique financial goals and objectives. CAPSTONE, LLC takes a holistic approach to financial planning, considering not only investments, but also insurance, taxes, and estate planning. The firm’s main goal is to educate and guide clients, helping them secure their financial future.
Facts and Insights
Founded in 2001, CAPSTONE, LLC has over 20 years of experience in the financial services industry. They currently have $1 billion in assets under management and a team of 15 experienced financial advisors. The firm serves a diverse client base, including high-net-worth individuals, small business owners, and retirees.
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion | 15 | 20+ years |
Financial Services Offered
CAPSTONE, LLC offers a wide range of financial services to help clients reach their financial goals. These services include:
- Comprehensive financial planning
- Investment management
- Tax planning
- Retirement planning
- Estate planning
- Insurance planning
Client Types
CAPSTONE, LLC works with a diverse group of clients, including:
- High-net-worth individuals
- Small business owners
- Retirees
- Executives
- Professionals
Fees & Compensation
CAPSTONE, LLC operates on a fee-only structure, meaning they do not earn commissions or receive any form of compensation for recommending specific products or services. Their fees are based on a percentage of assets under management or a flat fee for financial planning services, depending on the client’s needs. This fee structure ensures that the firm’s interests are aligned with the clients, promoting transparency and objectivity in their recommendations.
Background
The team at CAPSTONE, LLC consists of highly experienced and qualified financial advisors with various certifications and designations, including Certified Financial Planners (CFPs) and Chartered Financial Analysts (CFAs). The firm is dedicated to continuous education and staying up-to-date with the latest industry trends and regulations to provide the best possible service to their clients.
Financial Advisor Disclosures to Know
CAPSTONE, LLC is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). As required by law, the firm has a Form ADV on file, which contains important information about their business operations, services, fees, and any disciplinary events or conflicts of interest. This form is available to the public and can be accessed on the SEC’s Investment Adviser Public Disclosure (IAPD) website.