How does the advisor help clients – Key Takeaways:
CARLTON HALL ASSET MANAGEMENT, LLC (CHAM) is a leading financial services firm that specializes in providing personalized investment management and wealth planning solutions to its clients. The firm’s team of experienced financial advisors are dedicated to helping clients achieve their financial goals and secure their financial future. CHAM is committed to providing top-notch service, leveraging its expertise and staying up-to-date with the latest market trends and investment strategies.
Facts and Insights
Founded in 2005, CHAM has established a strong reputation for delivering sound financial advice and customized solutions to a diverse clientele. The firm is headquartered in New York City and has offices in multiple locations across the United States. CHAM is registered as an investment advisory firm with the Securities and Exchange Commission (SEC) and is subject to strict regulatory oversight.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $5 billion | 25 | 15 |
Financial Services Offered
CHAM offers a wide range of financial services to meet the diverse needs of its clients. These services include investment management, retirement planning, tax planning, estate planning, insurance planning, and more. The firm takes a holistic approach to financial planning, considering all aspects of a client’s financial situation to develop comprehensive strategies that align with their goals and risk tolerance.
Client Types
CHAM serves a diverse client base, including high net worth individuals, families, business owners, and institutions. The firm’s clients come from various backgrounds and have different investment objectives, but they all share a common goal of building and preserving their wealth. CHAM’s advisors are well-equipped to provide customized solutions to meet the unique needs of each client.
Fees & Compensation
CHAM is a fee-only firm, which means it does not receive any commissions for its services. The firm’s advisors are compensated through a percentage of the assets they manage, ensuring their interests are aligned with those of their clients. CHAM’s fee structure is transparent, and clients are provided with a detailed breakdown of all fees and expenses.
Background
The team at CHAM is comprised of highly qualified professionals with years of experience in the financial services industry. The firm’s advisors have diverse backgrounds and expertise, but they all share a passion for helping clients achieve their financial goals. CHAM’s team stays abreast of the latest industry developments and continuously expands their knowledge and skills to deliver top-notch service to clients.
Financial Advisor Disclosures to Know
As a registered investment advisory firm, CHAM is required to disclose any potential conflicts of interest and any previous disciplinary actions taken against its advisors. The firm has a clean record with no disclosures to report, demonstrating its commitment to transparency and ethical practices.