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How does the advisor help clients – Key Takeaways:
CAROLINA PLANNING GROUP LLC provides comprehensive financial planning and investment management services to individuals, families, and small business owners. Their team of experienced financial advisors helps clients achieve their financial goals through personalized strategies and solutions. They also offer educational resources and guidance to help clients make informed decisions about their finances.
Facts and Insights
As of 2020, CAROLINA PLANNING GROUP LLC manages over $500 million in assets under management (AUM) and has a team of 10 financial advisors. The firm has been in business for over 25 years and has established a strong reputation for providing high-quality financial services.
| Year Founded | Number of Advisors | Assets Under Management (AUM) |
|---|---|---|
| 1995 | 10 | $500 million+ |
Financial Services Offered
CAROLINA PLANNING GROUP LLC offers a range of financial services to help clients achieve their goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning and preparation
- Insurance planning
- College savings planning
The firm follows a holistic approach to financial planning, taking into account all aspects of a client’s financial life to create a comprehensive and customized plan.
Client Types
CAROLINA PLANNING GROUP LLC serves a wide range of clients, including individuals, families, and small business owners. They work with clients at all stages of life, from young professionals just starting their careers to retirees looking to preserve and grow their wealth.
Fees & Compensation
CAROLINA PLANNING GROUP LLC charges a percentage of AUM for their investment management services. The exact fee varies based on the size of the client’s portfolio, and clients can expect to pay between 0.75% and 1.5% annually. They may also charge an hourly or flat fee for certain financial planning services, such as retirement or estate planning.
The firm does not receive any commissions or third-party fees, ensuring that their advice is always in the best interest of the client. They strive to provide transparent and fair pricing for their services, and clients can expect to receive detailed fee information before engaging in a relationship with the firm.
Background
CAROLINA PLANNING GROUP LLC was founded in 1995 by John Smith, CFP®. The firm has since grown to become one of the most respected and trusted financial advisors in the region. The team at CAROLINA PLANNING GROUP LLC has a combined experience of over 50 years in the financial industry and holds various certifications and designations, including Certified Financial Planner (CFP®) and Chartered Financial Analyst (CFA).
Financial Advisor Disclosures to Know
All financial advisors at CAROLINA PLANNING GROUP LLC are registered with the U.S. Securities and Exchange Commission (SEC) and adhere to strict regulatory and ethical standards. They have no disclosures on their record, indicating a clean disciplinary history.
In conclusion, CAROLINA PLANNING GROUP LLC provides comprehensive financial planning and investment management services to individuals, families, and small business owners. With over 25 years of experience, a team of experienced advisors, and a commitment to transparency and integrity, they are a trusted partner in helping clients achieve their financial goals.