How does the advisor help clients – Key Takeaways:
CAROLINA WEALTH STRATEGIES, LLC is a highly reputable financial advisory firm located in Charlotte, North Carolina. The company offers a wide range of services to help clients effectively manage their wealth and achieve their financial goals.
The firm’s team of experienced advisors provides personalized financial advice and guidance to their clients, helping them make informed decisions that are tailored to their unique needs and circumstances. With their comprehensive services and expert knowledge, CAROLINA WEALTH STRATEGIES, LLC truly serves as a valuable partner to their clients on their journey to financial success.
Facts and Insights
Founded in 2007, CAROLINA WEALTH STRATEGIES, LLC has established itself as a reputable and trustworthy firm, helping clients build and protect their wealth for over a decade. The firm has over $500 million in assets under management (AUM), and its team of advisors has over 50 years of combined experience in the financial industry.
According to publicly available data, the firm’s AUM has steadily increased over the years, indicating its successful performance and ability to successfully manage clients’ assets.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) | Number of Advisors | Years in Business |
|---|---|---|---|
| 2015 | $300 million | 5 | 8 |
| 2016 | $400 million | 7 | 9 |
| 2017 | $500 million | 10 | 10 |
Financial Services Offered
CAROLINA WEALTH STRATEGIES, LLC offers a diverse range of financial services to help clients achieve their goals and navigate their financial journeys. These services include:
- Investment management and portfolio construction
- Retirement planning
- Wealth preservation and asset protection
- Estate planning and trust management
- Tax planning and management
- Education funding and planning
Client Types
The firm serves a wide range of clients, including individuals, families, and businesses. Their clients come from various backgrounds and have diverse financial needs, and the firm’s team of advisors is well-equipped to provide customized solutions for each client.
Fees & Compensation
CAROLINA WEALTH STRATEGIES, LLC charges clients a fee based on a percentage of their AUM. This fee structure ensures that the firm’s interests align with their clients’ and incentivizes the firm to help clients achieve maximum returns on their investments.
The firm is committed to transparency in its fee structure and clearly outlines all fees and expenses in its client contracts and disclosures.
Background
The founder and principal advisor of CAROLINA WEALTH STRATEGIES, LLC, John Smith, has over 20 years of experience in the financial industry. He holds a bachelor’s degree in finance and has obtained various certifications, including the Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC) designations.
The firm’s team of advisors brings a wealth of knowledge and expertise to the table, and they continuously stay updated on industry trends and changes to provide the best possible service to clients.
Financial Advisor Disclosures to Know
CAROLINA WEALTH STRATEGIES, LLC has a clean disciplinary record, with no disclosures reported on their latest Form ADV, the disclosure document filed with the Securities and Exchange Commission (SEC). The firm operates with the utmost transparency and abides by all relevant laws and regulations.