This article provides an overview of CARROLL FRANK & PLOTKIN LLC, a financial advisory firm that has been in business for over 25 years. With a team of experienced advisors and a comprehensive range of services, the firm is dedicated to helping clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
- Offers personalized financial planning and investment management services
- Utilizes a team-based approach to provide diverse perspectives and expertise
- Focuses on long-term relationships and continuous communication with clients
- Committed to providing unbiased and objective advice
- Strives to educate and empower clients to make informed financial decisions
Facts and Insights
Founded in 1994, CARROLL FRANK & PLOTKIN LLC has over 25 years of experience in the financial industry. The firm is based in New Jersey and serves individuals, families, and businesses across the United States. With a team of 10 advisors and over $400 million in assets under management, the firm has established itself as a trusted and reliable financial advisor.
Assets Under Management, Number of Advisors and Time in Business:
| Firm Name | Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|---|
| CARROLL FRANK & PLOTKIN LLC | $400 million | 10 | 25 years |
Financial Services Offered
With a focus on comprehensive financial planning, CARROLL FRANK & PLOTKIN LLC offers a range of services to help clients achieve their financial goals. These services include investment management, retirement planning, estate planning, tax planning, and risk management. The firm also provides specialized services for small business owners, such as business planning and succession planning.
Client Types
CARROLL FRANK & PLOTKIN LLC serves a diverse range of clients, including individuals, families, and businesses. The firm tailors its services to meet the unique needs and goals of each client, regardless of their level of wealth or financial complexity.
Fees & Compensation
CARROLL FRANK & PLOTKIN LLC operates on a fee-only basis, which means that the firm is compensated solely by client fees and does not earn commissions from the sale of financial products. This ensures that the firm’s interests are aligned with those of its clients, and there is no conflict of interest when providing financial advice.
Background
The founders of CARROLL FRANK & PLOTKIN LLC, Tim Carroll, and Jerry Frank, have over 60 years of combined experience in the financial industry. They are both CERTIFIED FINANCIAL PLANNER™ professionals and have a deep understanding of financial planning and investment management. The firm’s team of advisors includes experts in various areas of finance, such as tax planning, insurance, and estate planning.
Financial Advisor Disclosures to Know
CARROLL FRANK & PLOTKIN LLC has a clean record with no regulatory actions, complaints, or disclosures to report. This reflects the firm’s commitment to upholding the highest ethical standards and providing transparent and trustworthy services to its clients.