and
How does the advisor help clients – Key Takeaways:
CARROLL WEALTH MANAGEMENT INC. offers a comprehensive range of financial services to help clients achieve their financial goals. They provide personalized advice and guidance to help individuals and families make informed financial decisions and create a financial plan that suits their unique needs and objectives.
Their team of expert advisors are committed to helping clients build wealth, manage investments, and plan for retirement. They specialize in providing solutions that are tailored to each client’s specific circumstances, with a focus on long-term financial security and success.
Facts and Insights
CARROLL WEALTH MANAGEMENT INC. was founded in 2003 and is headquartered in Charlotte, North Carolina. The firm currently manages over $500 million in assets for over 400 clients.
Assets Under Management, Number of Advisors, and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million+ | 10+ | 18 years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance solutions
Client Types
- High-net-worth individuals
- Business owners
- Retirees
- Families
- Trusts and estates
Fees & Compensation
CARROLL WEALTH MANAGEMENT INC. operates on a fee-based compensation structure. This means that clients are charged a percentage of their assets under management as a management fee. The firm believes this aligns their interests with the client’s, as they only get paid if their clients’ investments grow in value.
They also offer comprehensive financial planning services at a flat fee, based on the complexity of the plan and the client’s goals.
Background
CARROLL WEALTH MANAGEMENT INC. was founded by John Carroll, a highly experienced financial advisor with over 30 years of experience in the industry. He is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC), with a strong commitment to providing exceptional financial advice and service to his clients.
The firm maintains a team of advisors who possess extensive industry knowledge and expertise. They are dedicated to staying up-to-date with the latest trends and strategies in the financial world to provide their clients with the best possible advice and solutions.
Financial Advisor Disclosures to Know
As a registered investment advisory firm, CARROLL WEALTH MANAGEMENT INC. is regulated by the Securities and Exchange Commission (SEC). They are held to a fiduciary standard, meaning they are legally obligated to act in the best interests of their clients at all times.
The firm has a clean record with no disciplinary actions or regulatory sanctions. They are committed to transparency and providing their clients with clear and accurate information to make informed decisions about their finances.