How does the advisor help clients – Key Takeaways:
CARTER FINANCIAL GROUP, INC. is a financial advisory firm that assists individuals and businesses in reaching their financial goals. The firm provides a wide range of financial services and caters to various client types. With a team of experienced and knowledgeable advisors, CARTER FINANCIAL GROUP, INC. offers personalized and comprehensive solutions to help clients achieve financial success.
Facts and Insights:
Founded in 2002, CARTER FINANCIAL GROUP, INC. has over 19 years of experience in the financial industry. The firm is headquartered in New York and has branches in multiple states, serving clients across the country.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 19 years |
Financial Services Offered:
CARTER FINANCIAL GROUP, INC. offers a wide range of financial services to cater to the diverse needs of its clients. These services include:
- Investment management
- Wealth planning
- Estate planning
- Retirement planning
- Tax planning
- Insurance planning
Client Types:
CARTER FINANCIAL GROUP, INC. works with a variety of clients, including:
- High net-worth individuals
- Business owners
- Corporate executives
- Retirees
- Young professionals
Fees & Compensation:
CARTER FINANCIAL GROUP, INC. follows a fee-based compensation model, meaning that the firm gets paid through a combination of fees and commissions. The exact fee structure may vary based on the services provided and the complexity of a client’s financial situation.
Background:
CARTER FINANCIAL GROUP, INC. was founded by John Carter, a highly experienced and reputable financial advisor. With over 30 years of experience in the financial industry, John has built a team of professionals who share his passion for helping clients achieve their financial goals.
Financial Advisor Disclosures to Know:
As a financial advisory firm registered with the Securities and Exchange Commission (SEC), CARTER FINANCIAL GROUP, INC. is required to disclose certain information to its clients. This includes any legal or disciplinary events that may have occurred with the firm or its advisors. Clients can access these disclosures on the SEC’s Investment Adviser Public Disclosure (IAPD) website.