How does the advisor help clients – Key Takeaways:
CASTLE INVESTMENT MANAGEMENT, LLC offers a range of financial services aimed at helping clients achieve their financial goals. These services include portfolio management, financial planning, and investment advice. With years of experience and a team of knowledgeable advisors, they are dedicated to providing top-notch financial expertise to their clients.
Facts and Insights
Founded in 2005, CASTLE INVESTMENT MANAGEMENT, LLC is a registered investment advisor (RIA) based in New York City. They currently have over $500 million in assets under management and a team of four experienced advisors. As a fee-only firm, they do not receive any commissions or third-party payments, allowing them to provide unbiased and objective advice to their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2005 | $500 million | 4 |
Financial Services Offered
As a full-service investment management firm, CASTLE INVESTMENT MANAGEMENT, LLC offers a wide range of financial services to their clients. They specialize in creating personalized investment strategies that are tailored to each client’s unique financial situation and goals. Some of the services they offer include portfolio management, retirement planning, tax planning, and estate planning.
Client Types
CASTLE INVESTMENT MANAGEMENT, LLC primarily serves individuals, high net worth individuals, and families. However, they also work with corporations, pension plans, and charitable organizations, providing them with the same level of expert financial guidance and personalized service.
Fees & Compensation
CASTLE INVESTMENT MANAGEMENT, LLC operates on a fee-only basis, which means they do not receive commissions or any other form of payment for recommending specific products or services to their clients. They charge a percentage of assets under management as their fee, ensuring that their interests are aligned with their clients’ financial success.
Background
The team at CASTLE INVESTMENT MANAGEMENT, LLC is made up of highly experienced and qualified financial professionals. They have backgrounds in finance, accounting, and investments, along with various industry certifications such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA). This diverse expertise allows them to provide comprehensive financial solutions to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, CASTLE INVESTMENT MANAGEMENT, LLC is required to disclose any conflicts of interest and potential risks to their clients. They have a fiduciary duty to act in their clients’ best interests at all times. Additionally, all advisors at the firm are properly licensed and regulated by the Securities and Exchange Commission (SEC).
In conclusion, CASTLE INVESTMENT MANAGEMENT, LLC is a reliable financial advisor and investment management firm that offers a range of services to help clients achieve their financial goals. With a strong background and years of experience, they are dedicated to providing expert financial guidance and personalized solutions to their clients.