How does the advisor help clients – Key Takeaways:
CASTLE ROCK FINANCIAL PLANNING, INC. specializes in providing comprehensive financial planning and investment management services to help clients achieve their financial goals.
The firm takes a personalized approach to each client’s unique financial situation, helping them to create a tailored plan that addresses their specific needs and objectives.
Facts and Insights:
Founded in 2005, CASTLE ROCK FINANCIAL PLANNING, INC. has over 15 years of experience in the financial industry.
The firm has $500 million in assets under management and is made up of a team of 10 financial advisors.
Their offices are located in Castle Rock, Colorado, but they serve clients throughout the United States.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $500 million | 10 | 15+ |
Financial Services Offered:
CASTLE ROCK FINANCIAL PLANNING, INC. offers a wide range of financial services including:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
- Education funding
- Charitable giving
Client Types:
The advisors at CASTLE ROCK FINANCIAL PLANNING, INC. work with a diverse range of clients, including:
- Individuals and families
- Small businesses
- High-net-worth individuals
- Corporate executives
- Retirees
Fees & Compensation:
CASTLE ROCK FINANCIAL PLANNING, INC. operates on a fee-only basis, meaning they do not earn commissions from selling financial products. Their fees are based on a percentage of assets under management, with rates determined on a sliding scale depending on the amount of assets being managed.
Background:
The team at CASTLE ROCK FINANCIAL PLANNING, INC. has a combined experience of over 50 years in the financial industry. Their advisors hold various professional licenses and designations, such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA), demonstrating their expertise and commitment to their clients.
Financial Advisor Disclosures to Know:
As a fiduciary, CASTLE ROCK FINANCIAL PLANNING, INC. is legally obligated to act in the best interests of their clients at all times. As such, they have no conflicts of interest and do not receive any compensation from third parties for recommending certain investments or products.
Furthermore, the firm has a clean record with no regulatory or disciplinary actions on their record.