How does the advisor help clients – Key Takeaways:
Castle Rock Wealth Management, LLC provides personalized financial planning and investment management services to clients according to their unique needs and goals.
The firm believes in creating long-term relationships with clients built on trust, transparency, and communication.
The team at Castle Rock Wealth Management, LLC prioritizes education and strives to empower clients to make informed financial decisions.
Facts and Insights
Castle Rock Wealth Management, LLC was established in 2010 and is based in Castle Rock, Colorado.
The firm currently has over $150 million in assets under management and a team of experienced advisors.
Castle Rock Wealth Management, LLC has received recognition for their exceptional services, including being named one of the top wealth management firms in Colorado by Financial Times in 2016 and 2017.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $150 million+ | 12 | Founded in 2010 |
Financial Services Offered
Castle Rock Wealth Management, LLC offers a range of financial services to help clients achieve their financial goals. These services include:
- Financial planning
- Investment management
- Tax planning
- Estate planning
- Retirement planning
- Insurance planning
Client Types
Castle Rock Wealth Management, LLC works with a diverse range of clients, including:
- High-net-worth individuals
- Business owners
- Retirees
- Families
- Professionals
- Trusts
Fees & Compensation
Castle Rock Wealth Management, LLC operates on a fee-only structure, which means all fees are based on a percentage of assets under management. This fee structure aligns the firm’s interests with those of their clients.
As a fiduciary, Castle Rock Wealth Management, LLC is committed to acting in their clients’ best interests and does not receive any commissions or incentives for recommending certain products or services.
Background
The team at Castle Rock Wealth Management, LLC brings years of experience and expertise to their clients. The firm’s founder and principal, John Solomon, has over 25 years of experience in the financial industry and is a Certified Financial Planner (CFP®).
The team also includes other experienced professionals, including Chartered Financial Analysts (CFA®) and Certified Public Accountants (CPA), who work collaboratively to provide clients with comprehensive and personalized financial solutions.
Financial Advisor Disclosures to Know
Castle Rock Wealth Management, LLC has a clean record with no legal or regulatory disclosures on their Form ADV, as required by the Securities and Exchange Commission (SEC).
The firm’s advisors are also committed to transparency and will fully disclose any potential conflicts of interest or fees associated with the financial services they provide to clients.