How does the advisor help clients – Key Takeaways:
Caviness Wealth Management, LLC is a trusted financial advisory firm that provides comprehensive wealth management services to clients. Their team of experienced advisors helps clients achieve their financial goals by providing customized strategies and investment solutions.
Through their personalized approach, Caviness Wealth Management, LLC focuses on building long-term relationships with their clients and providing them with the guidance and support they need to make informed financial decisions. With their expertise and commitment to delivering exceptional service, they have become sought-after financial experts in the industry.
Facts and Insights
Caviness Wealth Management, LLC was established in 2008 by founder and principal advisor, John Caviness. With over 20 years of experience in the financial industry, John leads a team of highly qualified advisors who are dedicated to helping clients achieve financial success.
The firm has been recognized for their outstanding service and expertise, receiving various accolades and awards. With their proven track record, clients can trust that they are in good hands with Caviness Wealth Management, LLC.
Assets Under Management, Number of Advisors and Time in Business:
| Total Assets Under Management: | $500 million |
|---|---|
| Number of Advisors: | 6 |
| Years in Business: | 13 years |
Financial Services Offered
Caviness Wealth Management, LLC offers a wide range of financial services to help clients manage their wealth and achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
- Charitable giving
Client Types
Caviness Wealth Management, LLC serves a diverse clientele, including:
- Individuals
- High-net-worth individuals
- Business owners
- Retirees
- Non-profit organizations
Fees & Compensation
Caviness Wealth Management, LLC operates on a fee-based compensation model. This means that they charge a percentage of the assets they manage for their clients. This fee is typically 1% of the total assets under management, but it may vary depending on the specific needs of each client.
The firm believes in transparency and always strives to provide their clients with a clear understanding of the fees and compensation involved in their services. They do not receive any commissions or incentives for recommending certain products, ensuring that their clients’ best interests are always the top priority.
Background
Caviness Wealth Management, LLC is led by founder and principal advisor, John Caviness. John has over two decades of experience in the financial industry and has earned several certifications, including Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC).
The team at Caviness Wealth Management, LLC is made up of highly qualified and experienced professionals who are dedicated to providing top-notch financial advice and services to their clients. They stay up-to-date with the latest industry trends and regulations to ensure that their clients receive the best and most relevant advice.
Financial Advisor Disclosures to Know
As a registered investment advisor, Caviness Wealth Management, LLC is required to report any potential conflicts of interest, disciplinary actions, or material information that may impact their clients’ decision-making. This information can be found in their Form ADV, which is available upon request or can be accessed via the SEC’s Investment Adviser Public Disclosure (IAPD) website.
Additionally, the firm is committed to upholding the fiduciary standard, meaning that they always act in the best interest of their clients.