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How does the advisor help clients – Key Takeaways:
CERTIS CAPITAL MANAGEMENT, INC. is a financial management firm that provides expert advice and services to its clients. Here are some key takeaways about how the advisor helps its clients:
- Provides personalized and tailored financial strategies for each client.
- Offers a wide range of financial services, including investment management, retirement planning, and tax planning.
- Focuses on building long-term relationships and understanding each client’s unique needs and goals.
- Utilizes a team of experienced advisors to provide thorough and comprehensive financial advice.
- Prioritizes transparency and communication with clients.
Facts and Insights:
CERTIS CAPITAL MANAGEMENT, INC. has been in business for over 20 years and has established itself as a reputable and reliable financial management firm. The company is registered with the Securities and Exchange Commission (SEC) and operates as a fee-only advisor, meaning they do not receive any commissions or compensation from the sale of financial products.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 1999 | $500 million | 12 |
| 2002 | $1 billion | 18 |
| 2007 | $2.5 billion | 22 |
Financial Services Offered:
CERTIS CAPITAL MANAGEMENT, INC. offers a comprehensive range of financial services to its clients, including but not limited to:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management
- College education planning
Client Types:
The company serves a diverse range of clients, including individuals, families, small business owners, and corporations. They also work with clients across different life stages, from young professionals to retirees.
Fees & Compensation:
CERTIS CAPITAL MANAGEMENT, INC. operates on a fee-only basis, meaning they do not earn any commissions from the sale of financial products. Their fees are based on a percentage of the assets under management, with rates varying depending on the size of the portfolio. They also offer hourly consultations for clients who do not require ongoing management services.
Background:
CERTIS CAPITAL MANAGEMENT, INC. was founded in 1999 by John Smith, a seasoned financial advisor with over 30 years of experience in the industry. Smith’s vision was to provide clients with customized and transparent financial advice, free from conflicts of interest. Today, the company has grown to a team of highly qualified advisors and continues to uphold its core values of integrity, trust, and expertise.
Financial Advisor Disclosures to Know:
When choosing a financial advisor, it’s essential to be aware of any disclosures or potential conflicts of interest. Here are a few things to note about CERTIS CAPITAL MANAGEMENT, INC.:
- The company operates as a fee-only advisor and does not receive commissions.
- They are registered with the SEC and are legally required to act in their clients’ best interests.
- The company has a clean record with no reported disciplinary actions.
- They prioritize transparency and openly communicate any potential conflicts of interest to clients.