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CETERA ADVISORS LLC is an independent financial advisory firm that has been providing comprehensive wealth management and financial planning services to clients for over 30 years. They pride themselves on their team of experienced and knowledgeable financial advisors who are committed to helping clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning and investment management services
- Offers a wide range of financial products and services to meet the unique needs of each client
- Places a strong emphasis on educating and empowering clients to make informed financial decisions
- Maintains a proactive approach to adapting to changes in the financial market
Facts and Insights
CETERA ADVISORS LLC currently manages over $10 billion in assets under management, with a team of over 1,600 advisors across the United States. Their key objective is to provide clients with personalized and comprehensive financial planning solutions that are tailored to their individual needs and financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $10 billion+ | 1,600+ | Over 30 years |
Financial Services Offered
CETERA ADVISORS LLC offers a wide range of financial products and services, including but not limited to:
- Retirement and estate planning
- Investment management
- Education funding
- Tax planning
- Insurance services
- Business ownership transition planning
Client Types
CETERA ADVISORS LLC serves a diverse group of clients, including individuals, families, small business owners, and corporations. They believe that every client is unique and therefore, customizes their services to meet the specific needs and goals of each individual or entity.
Fees & Compensation
CETERA ADVISORS LLC operates under a fee-based compensation structure, which means that their fees are based on a percentage of the assets they manage for clients. This incentivizes them to prioritize the success of their clients’ portfolios. However, they may also receive compensation through commissions from the sale of certain financial products or services, but they fully disclose any potential conflicts of interest to their clients.
Background
CETERA ADVISORS LLC is a subsidiary of Cetera Financial Group, which is a leading network of independent retail wealth management firms. Cetera Financial Group is also backed by one of the largest private equity firms in the world, Genstar Capital, providing further stability and resources to support their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, CETERA ADVISORS LLC has a fiduciary duty to act in the best interests of their clients. This means that they are obligated to prioritize the needs of their clients above their own and avoid any potential conflicts of interest. They disclose all potential conflicts of interest and any relevant financial advisor disclosures to their clients to ensure complete transparency and trust in their services.