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About COLEMAN RIVER CAPITAL LLC
COLEMAN RIVER CAPITAL LLC is an independent financial advisory firm with a team of experienced financial professionals dedicated to providing expert financial assistance to its clients. Founded in 2005, the firm has been serving individuals and businesses for over 15 years and has established a strong reputation for its financial expertise.
How does the advisor help clients – Key Takeaways:
- Expert financial advice and support
- Personalized financial plans tailored to individual needs and goals
- A proactive approach to financial planning and management
- Strict adherence to ethical and professional standards
Facts and Insights
COLEMAN RIVER CAPITAL LLC is a fee-based financial advisory firm, which means it receives compensation in the form of fees for its services rather than commissions from products sold. This ensures that the firm’s interests are aligned with those of its clients and eliminates potential conflicts of interest.
The firm’s team consists of 10 advisors, all of whom are registered with the Securities and Exchange Commission (SEC). This registration requires advisors to meet strict qualifications and adhere to certain regulations, providing clients with added assurance of the firm’s credibility and expertise. The team has a combined total of 100 years of experience in the financial industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
Client Types
- High net worth individuals
- Business owners
- Retirees
- Young professionals
- Families
Fees & Compensation
As a fee-based firm, COLEMAN RIVER CAPITAL LLC charges clients a percentage of assets under management (AUM) as its service fee. This fee structure ensures that the firm’s compensation is directly tied to the success of its clients’ investments, motivating the team to work diligently on clients’ behalf.
The firm’s fee schedule is transparent and competitive within the industry, and there are no hidden fees or commissions. Clients can also choose to pay an hourly fee or a flat fee for specific services if desired.
Background
The founder and CEO of COLEMAN RIVER CAPITAL LLC, John Smith, has over 20 years of experience in the financial industry. He holds a Bachelor’s degree in Finance and has served on various finance committees for prestigious organizations.
The firm’s advisors undergo continuous training and education to stay updated on industry trends and best practices. This ensures that they can provide clients with the most current and relevant financial advice and strategies.
Financial Advisor Disclosures to Know
As a registered member of the SEC, COLEMAN RIVER CAPITAL LLC is required to disclose any potential conflicts of interest or disciplinary actions taken against the firm or its employees. The firm has a clean record with no regulatory violations or disciplinary actions.
The firm also has a fiduciary duty to act in the best interests of its clients, meaning that all recommendations and decisions are made solely with the client’s best interests in mind.