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How does the advisor help clients – Key Takeaways:
COMPASS FINANCIAL GROUP, INC. is a leading financial advisory firm that helps clients navigate their financial decisions and achieve their goals. With a team of expert advisors and a comprehensive range of services, COMPASS FINANCIAL GROUP, INC. is dedicated to providing personalized solutions to meet each client’s unique needs.
Facts and Insights
Founded in 1998, COMPASS FINANCIAL GROUP, INC. has been in the financial services industry for over 20 years. The firm is headquartered in New York and has offices in major cities across the United States. According to the latest publicly available data, the firm manages over $2.5 billion in assets and has over 300 advisors.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $2.5 billion | 300 | Over 20 years |
Financial Services Offered
COMPASS FINANCIAL GROUP, INC. offers a wide range of financial services to its clients, including investment management, financial planning, retirement planning, tax planning, and estate planning. The firm uses a holistic approach to help clients achieve their financial goals by considering all aspects of their financial situation.
Client Types
COMPASS FINANCIAL GROUP, INC. serves a diverse range of clients, including high-net-worth individuals, businesses, and institutions. The firm’s advisors have the necessary expertise and experience to cater to the unique needs of each client, whether they are looking for wealth management services or retirement planning guidance.
Fees & Compensation
Fees and compensation at COMPASS FINANCIAL GROUP, INC. are based on a percentage of assets under management. The firm’s fees range from 1% to 2%, depending on the size of the client’s portfolio. The firm is a fee-only advisor, meaning it does not earn commissions on any product recommendations, ensuring that its advisors act in the best interest of their clients.
Background
The team at COMPASS FINANCIAL GROUP, INC. consists of experienced financial advisors with various backgrounds, including CFPs, CPAs, and attorneys. This diverse team allows the firm to provide comprehensive financial solutions and expert advice to its clients. The firm also invests in ongoing education and training for its advisors to stay updated with the latest industry trends and best practices.
Financial Advisor Disclosures to Know
As a registered investment advisor, COMPASS FINANCIAL GROUP, INC. is held to a fiduciary standard, meaning it is legally obliged to act in the best interest of its clients. The firm has a clean record with no disciplinary actions or regulatory sanctions against it. You can find more information about the firm’s disclosures on the Securities and Exchange Commission’s website or through the firm’s publicly available Form ADV.