How does the advisor help clients – Key Takeaways:
COMPASS FINANCIAL PLANNING, INC. is a reputable financial planning firm that is dedicated to helping its clients achieve their financial goals. They provide expert financial advice, professional guidance and comprehensive financial planning services to individuals, families and businesses. With their extensive experience and knowledge in the financial industry, they are well-equipped to guide clients through their financial journey and help them make informed decisions about their money.
Facts and Insights
COMPASS FINANCIAL PLANNING, INC. was founded in 2005 and has been in the financial planning business for over 15 years. Currently, the firm manages over $500 million in assets under management and has a team of 10 highly trained and experienced advisors. The firm is based in New York City and serves clients nationwide.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2005 | $500 million | 10 |
Financial Services Offered
COMPASS FINANCIAL PLANNING, INC. offers a wide range of financial services to its clients. Some of these include retirement planning, investment management, tax planning, estate planning, insurance planning, college planning, and more. They take a holistic approach to financial planning, ensuring that all aspects of their clients’ financial lives are taken into account.
Client Types
The firm caters to a diverse range of clients, including individuals, families, and businesses. They have experience in working with clients from all stages of life and have the expertise to tailor their services to meet the specific needs and goals of each client.
Fees & Compensation
COMPASS FINANCIAL PLANNING, INC. charges fees based on a percentage of the client’s assets under management. This means that the more assets a client has, the higher the fees they would pay. The firm believes this fee structure aligns their interests with their clients’ and ensures that they are committed to helping their clients’ grow their wealth.
Background
The advisors at COMPASS FINANCIAL PLANNING, INC. have diverse backgrounds and are highly qualified in the financial planning industry. They have the necessary education, certifications, and experience to provide expert financial advice to their clients. The firm also encourages its advisors to continue their education and stay updated on the latest trends and strategies in the industry.
Financial Advisor Disclosures to Know
COMPASS FINANCIAL PLANNING, INC. believes in transparency and providing all necessary information to their clients. As such, they have disclosed all potential conflicts of interest and any disciplinary actions against their firm or advisors. This information can be found on their Form ADV, which is filed with the Securities and Exchange Commission.