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How does the advisor help clients – Key Takeaways:
COMPASS ROSE ADVISORS, INC. is a well-known financial advisory firm offering a wide range of services to assist clients with their financial needs. With a team of experienced advisors, the firm has built a reputation for providing excellent financial guidance and support to individuals, families, and businesses.
Below are some key takeaways on how COMPASS ROSE ADVISORS, INC. helps their clients:
- Comprehensive Financial Planning: The firm offers comprehensive financial planning services to help clients create a roadmap to reach their financial goals.
- Investment Management: COMPASS ROSE ADVISORS, INC. helps clients manage their investments by creating customized portfolios based on their risk tolerance, time horizon, and financial objectives.
- Estate and Trust Planning: The firm provides guidance on estate and trust planning to help clients protect and transfer their assets to future generations.
- Tax Planning: COMPASS ROSE ADVISORS, INC. offers tax planning strategies to help clients minimize their tax burden and maximize their returns.
Facts and Insights
COMPASS ROSE ADVISORS, INC. was founded in 2005 and has been in business for over 15 years. According to publicly available data, the firm has approximately $500 million in assets under management and has a team of 10 advisors.
| Assets Under Management (AUM) | Number of Advisors | Years in Business |
|---|---|---|
| $500 million | 10 | 15+ |
Financial Services Offered
As a full-service financial advisory firm, COMPASS ROSE ADVISORS, INC. offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Retirement Planning
- Investment Management
- Tax Planning and Preparation
- Estate and Trust Planning
- Insurance Planning
- Educational Planning
- Wealth Management
Client Types
COMPASS ROSE ADVISORS, INC. serves a diverse range of clients, including individuals, families, small businesses, and institutions. Their team of advisors has the experience and expertise to cater to the unique financial needs of each client.
Fees & Compensation
COMPASS ROSE ADVISORS, INC. charges fees based on a percentage of the assets under management. This fee structure aligns their interests with their clients and ensures that the firm’s success is tied to the success of their clients’ investments. The firm does not receive any compensation from third parties, which ensures objectivity in their financial advice.
Background
COMPASS ROSE ADVISORS, INC. was founded by a team of experienced financial advisors with a mission to provide personalized and unbiased financial advice to their clients. The firm is registered with the Securities and Exchange Commission (SEC) and operates as a registered investment advisor.
Financial Advisor Disclosures to Know
When working with COMPASS ROSE ADVISORS, INC., clients should be aware of the following disclosures:
- The firm acts as a fiduciary and is required to act in the best interests of its clients at all times.
- The firm charges fees based on a percentage of assets under management, which may incentivize them to encourage clients to increase their AUM.
- The firm does not have any disciplinary incidents or regulatory actions on its record.