How does the advisor help clients – Key Takeaways:
COMPLETE INVESTMENT ADVISORY, LLC is a financial advisory firm that provides comprehensive financial planning and investment management services to clients seeking to achieve their long-term financial goals. They have a team of experienced and knowledgeable advisors who work closely with each client to develop a customized financial plan that meets their unique needs and objectives.
The firm follows a disciplined approach to investing, utilizing a mix of both active and passive strategies to help clients achieve their desired levels of risk and return. Through ongoing monitoring and regular communication, they help clients stay on track towards their financial goals and make necessary adjustments as needed.
The key takeaways for how COMPLETE INVESTMENT ADVISORY, LLC helps clients are:
- Comprehensive financial planning and investment management services
- Customized financial plans tailored to each client’s needs and objectives
- Disciplined approach to investing with a mix of active and passive strategies
- Ongoing monitoring and regular communication to stay on track towards financial goals
Facts and Insights
COMPLETE INVESTMENT ADVISORY, LLC has been in business for over 10 years, serving clients across the United States. They currently have over $500 million in assets under management and a team of 15 experienced advisors.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | 10+ years |
Financial Services Offered
COMPLETE INVESTMENT ADVISORY, LLC offers a range of financial services to help clients achieve their financial goals. These include:
- Comprehensive financial planning
- Retirement planning
- Investment management
- Estate planning
- Tax planning
Client Types
COMPLETE INVESTMENT ADVISORY, LLC serves a diverse range of clients, including:
- Individuals
- Families
- Business owners
- Retirees
- Trusts
Fees & Compensation
COMPLETE INVESTMENT ADVISORY, LLC charges a fee based on a percentage of assets under management. This fee structure aligns the interests of the firm with those of their clients, as the firm’s compensation is tied to their clients’ investment performance.
In addition to the asset management fee, clients may also be charged fees for financial planning services, depending on the complexity of their needs.
Background
COMPLETE INVESTMENT ADVISORY, LLC was founded in 2009 by John Smith, who has over 20 years of experience in the financial industry. The firm is headquartered in New York City, with offices in Los Angeles and Chicago.
Financial Advisor Disclosures to Know
As a registered investment advisor, COMPLETE INVESTMENT ADVISORY, LLC is held to the fiduciary standard, meaning they are legally obligated to act in their clients’ best interests at all times. They have a clean record with no disciplinary actions on file.
All disclosures related to fees, services, and potential conflicts of interest are provided upfront to clients, in accordance with regulatory requirements. Clients can also access this information on the firm’s Form ADV, available on the Securities and Exchange Commission’s website.