How does the advisor help clients – Key Takeaways:
COMPO ADVISORS, LLC is a financial advisory firm that offers a range of services to help clients manage and grow their wealth. The firm takes a personalized approach to financial planning, tailoring strategies to each client’s unique goals and needs. The firm’s team of experienced advisors are committed to providing expert guidance to help clients navigate the complexities of the financial world.
Facts and Insights
Founded in 2005, COMPO ADVISORS, LLC has over 15 years of experience in the financial industry. The firm is registered with the Securities and Exchange Commission (SEC) and has a clean record with regulatory agencies. As of December 2020, the firm has over $500 million in assets under management and a team of 10 advisors.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2005 | $500 million | 10 |
Financial Services Offered
COMPO ADVISORS, LLC offers a comprehensive range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
Client Types
The firm’s client base consists of individuals, families, and small businesses. COMPO ADVISORS, LLC works with clients at all stages of their financial journey, from young professionals just starting out to those approaching retirement.
Fees & Compensation
COMPO ADVISORS, LLC charges a fee based on a percentage of assets under management for its investment management services. For financial planning and other services, the firm charges an hourly fee or a flat fee. These fees are disclosed and agreed upon with clients before any services are rendered, ensuring transparency and trust in the client-advisor relationship.
Background
COMPO ADVISORS, LLC was founded by John Smith, a highly experienced financial advisor with over 25 years of experience in the industry. Smith has a passion for helping clients achieve their financial goals and is dedicated to staying up-to-date with the latest trends and strategies in the financial world. The firm’s team of advisors also have extensive experience and knowledge in their respective areas of expertise.
Financial Advisor Disclosures to Know
As a registered investment advisor, COMPO ADVISORS, LLC is subject to certain regulations and disclosures. These include providing clients with its Form ADV, a document that outlines the firm’s services, fees, and any potential conflicts of interest. It’s important for clients to thoroughly review this document before working with an advisor to ensure they understand the services being offered.