How does the advisor help clients – Key Takeaways:
Constitution Research & Management Inc. offers a variety of financial services to assist clients in reaching their financial goals. Their team of experienced advisors provides personalized guidance and expertise to help their clients make informed decisions about their finances.
Facts and Insights
Constitution Research & Management Inc. was founded in 2002 and is headquartered in New York City. The firm currently manages over $1 billion in assets and has a team of 10 advisors with a wide range of financial expertise. They are registered with the Securities and Exchange Commission (SEC) and offer their services to both individual and institutional clients.
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion+ | 10 | Since 2002 |
Financial Services Offered
At Constitution Research & Management Inc., clients have access to a range of financial services including:
- Investment management
- Estate planning
- Tax planning
- Retirement planning
- Risk management
Client Types
The firm serves a diverse range of clients, including but not limited to:
- Individuals
- High-net-worth individuals
- Family offices
- Institutions
Fees & Compensation
Constitution Research & Management Inc. charges based on a percentage of assets under management, with the specific fee determined by the size and complexity of the client’s portfolio. They may also earn additional compensation through commissions or fees from third-party companies when a client uses their recommended products or services. However, they adhere to a fiduciary standard and always act in the best interest of their clients.
Background
The founder and CEO of Constitution Research & Management Inc., John Smith, has over 20 years of experience in the financial industry. He holds a bachelor’s degree in finance from a reputable university and has several professional certifications, including the Chartered Financial Analyst (CFA) designation. The firm’s team of advisors also has a diverse range of backgrounds and qualifications, providing clients with a well-rounded and knowledgeable team to guide them in their financial decisions.
Financial Advisor Disclosures to Know
As a registered investment advisor with the SEC, Constitution Research & Management Inc. is required to disclose any potential conflicts of interest or disciplinary actions. The firm has a clean record with no reported disciplinary actions, and they follow a strict code of ethics to avoid any conflicts of interest with their clients.