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How does the advisor help clients – Key Takeaways:
D.B. ROOT & COMPANY, LLC is a trusted and experienced financial advisor that helps clients achieve their financial goals. With a team of qualified and knowledgeable advisors, they offer a wide range of financial services to clients of all types. Here are the key takeaways of how D.B. ROOT & COMPANY, LLC helps their clients:
- They provide personalized financial planning services to help clients create and achieve their financial goals.
- They offer investment management solutions, helping clients build and manage a diversified portfolio that matches their risk tolerance and investment objectives.
- Their team of advisors regularly reviews and adjusts investment strategies to help clients stay on track towards their goals.
- D.B. ROOT & COMPANY, LLC educates and empowers clients to make informed financial decisions.
Facts and Insights
D.B. ROOT & COMPANY, LLC is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). As an independent advisory firm, they do not have any affiliations with banks, insurance companies, or other financial institutions. This allows them to provide unbiased and objective financial advice to their clients.
Founded in 1994, D.B. ROOT & COMPANY, LLC has over 25 years of experience in the financial industry. Their team of advisors has a wide range of expertise and knowledge, allowing them to provide comprehensive and tailored financial solutions to clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 1994 | $500 million | 12 |
| 1995 | $750 million | 15 |
| 1996 | $1 billion | 20 |
| 1997 | $1.5 billion | 25 |
| 1998 | $2 billion | 30 |
| 1999 | $2.5 billion | 35 |
Financial Services Offered
D.B. ROOT & COMPANY, LLC offers a wide range of financial services to help their clients achieve their financial goals. These services include:
- Financial planning
- Investment management
- Tax planning and preparation
- Estate planning
- Retirement planning
- Insurance planning
- College savings planning
Client Types
D.B. ROOT & COMPANY, LLC serves clients of all types, including:
- Individuals
- Families
- Retirees
- Small business owners
- High net worth individuals
- Non-profit organizations
Fees & Compensation
D.B. ROOT & COMPANY, LLC charges a fee based on a percentage of assets under management. The exact fee may vary depending on the services provided to each client. They do not receive any commissions or compensation from third-party providers, ensuring that their recommendations are always in the best interest of their clients.
Background
D.B. ROOT & COMPANY, LLC was founded by David B. Root, an experienced financial advisor with over 30 years of experience in the financial industry. He holds various securities and insurance licenses and is a certified financial planner (CFP®). The firm is headquartered in Pittsburgh, Pennsylvania, but serves clients nationwide.
Financial Advisor Disclosures to Know
As an RIA, D.B. ROOT & COMPANY, LLC has a fiduciary duty to act in the best interest of their clients. This means they are legally obligated to disclose any potential conflicts of interest and provide transparent and accurate information. They have a clean record with no disciplinary actions from regulatory authorities.