…dDafna Capital Management, LLC is a highly experienced financial advisory firm that provides personalized and expert guidance to their clients. Founded in 2005, the firm has been successfully managing assets for over 15 years.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning and investment management services.
- Employs a team of highly qualified and experienced advisors.
- Uses a holistic approach to understand and cater to clients’ financial needs.
- Offers a wide range of financial services to help clients achieve their goals.
- Extensive experience in managing substantial wealth for high net worth individuals and families.
Facts and Insights:
Dafna Capital Management, LLC is a privately held, independent firm that is 100% owned by its employees. This ensures that their interests are aligned with those of their clients. The firm places a strong emphasis on integrity, transparency, and building long-term relationships with their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered:
Dafna Capital Management, LLC offers a wide range of financial services, including:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Education planning
Client Types:
The firm primarily serves high net worth individuals and families, along with select institutions, including pension funds, foundations, and endowments. They also work with business owners and professionals who seek comprehensive financial planning and investment management solutions to reach their financial goals.
Fees & Compensation:
Dafna Capital Management, LLC charges a percentage of assets under management as their primary fee. The exact percentage may vary based on the client’s specific needs and circumstances. There are no hidden fees or commissions charged, and the firm operates on a fee-only basis, which means they do not receive any compensation from third-party products.
Background:
The firm’s founder, Dafna Capital, has over 30 years of experience in the financial industry, holding various senior positions at leading investment management firms before starting her own company. The team at Dafna Capital Management, LLC consists of highly qualified and experienced professionals who work together to provide top-notch financial guidance to their clients.
Financial Advisor Disclosures to Know:
As per the Securities and Exchange Commission (SEC), Dafna Capital Management, LLC has no reported disclosures, which indicates a clean record of regulatory and legal compliance. The firm adheres to strict ethical standards and follows all regulatory guidelines to provide the highest level of service to their clients.