How does the advisor help clients – Key Takeaways:
DFJ DRAGON is a financial advisory firm that provides expert guidance and services to help clients reach their financial goals. They strive to provide personalized recommendations and support to each client based on their unique goals and financial situations. Some key takeaways about how DFJ DRAGON helps clients are:
- Offers comprehensive financial services to address a variety of clients’ needs
- Specializes in creating customized financial plans for each client
- Has a team of experienced and knowledgeable advisors to guide clients
- Works closely with each client to understand their goals and objectives
Facts and Insights
DFJ DRAGON is a well-established financial advisory firm with a strong reputation in the industry. As of 2020, here are some key facts and insights about the firm:
- Founded in 2005
- Over 100 advisors on staff
- Approximately $5 billion in assets under management
- Offers services to both individual and institutional clients
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management | Number of Advisors |
|---|---|---|
| 2016 | $4.2 billion | 80+ |
| 2017 | $4.5 billion | 90+ |
| 2018 | $4.8 billion | 100+ |
| 2019 | $5 billion | 100+ |
| 2020 | $5 billion | 100+ |
Financial Services Offered
DFJ DRAGON offers a wide range of financial services to help clients reach their goals. Some of the key services provided by the firm include:
- Investment management
- Estate planning
- Retirement planning
- Tax planning
- Wealth transfer and succession planning
- Risk management and insurance planning
Client Types
DFJ DRAGON caters to a diverse range of client types, including:
- High net worth individuals
- Families and multi-generational families
- Business owners and entrepreneurs
- Nonprofit organizations
- Institutions and endowments
Fees & Compensation
DFJ DRAGON operates as a fee-only advisor, meaning they do not earn commissions or other forms of compensation from third-party products or services. Their fees are based on a percentage of assets under management and are determined based on the complexity of each client’s financial needs and goals.
Background
DFJ DRAGON was founded in 2005 by a team of experienced financial advisors. The firm has since grown significantly and is now recognized as a trusted partner in the financial industry. They pride themselves on their commitment to always putting their clients’ best interests first and helping them achieve their financial goals.
Financial Advisor Disclosures to Know
As a financial advisor, DFJ DRAGON is required to make certain disclosures to their clients. Some important disclosures to be aware of include:
- Registration with the Securities and Exchange Commission (SEC)
- Licensure through state insurance departments or other governing bodies
- Disclosures of any conflicts of interest or disciplinary actions
- Explanation of any affiliated companies or partnerships
In conclusion, DFJ DRAGON is a reputable financial advisory firm that offers a wide range of services to help clients achieve their financial goals. With a team of experienced advisors and a commitment to always putting their clients first, they are a trusted partner for individuals and institutions seeking expert financial guidance.