How does the advisor help clients – Key Takeaways:
DICK RIVERA & ASSOCIATES is known for their expertise in providing comprehensive financial services to their clients. They offer personalized strategies and solutions designed to help clients achieve their financial goals and objectives.
Their team of experienced advisors works closely with each client to create a customized financial plan tailored to their specific needs and objectives. Through a combination of investment management, retirement planning, estate planning, and risk management, DICK RIVERA & ASSOCIATES helps clients navigate the complex world of finance with confidence.
Facts and Insights
DICK RIVERA & ASSOCIATES has been in business for over 20 years, serving a diverse range of clients from all walks of life. They have established a reputation for providing reliable and trustworthy financial advice to their clients.
Their team of advisors brings a combined experience of over 50 years in the financial industry, with a deep understanding of market trends, investment strategies, and risk management techniques.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $100 million+ | 10+ | 20+ years |
Financial Services Offered
- Investment Management
- Retirement Planning
- Estate Planning
- Risk Management
- Tax Planning
Client Types
DICK RIVERA & ASSOCIATES serves a wide range of clients, including:
- Individuals and families
- High-net-worth individuals
- Business owners and executives
- Retirees
Fees & Compensation
Like many financial advisory firms, DICK RIVERA & ASSOCIATES operates on a fee-based compensation model. This means that clients pay a percentage of their total assets under management as a fee for the firm’s services.
The exact percentage may vary depending on the client’s assets and the services provided, but DICK RIVERA & ASSOCIATES is transparent about their fees and works with clients to ensure they are comfortable with the arrangement.
Background
The founder of DICK RIVERA & ASSOCIATES, Dick Rivera, has over 30 years of experience in the financial industry. He is a Certified Financial Planner (CFP) and holds several other professional designations.
The firm has a team of experienced advisors, all of whom hold advanced degrees and certifications in finance, investing, and financial planning.
Financial Advisor Disclosures to Know
We understand the importance of transparency and trust in the financial industry. That’s why we want our clients to have all the information they need to make informed decisions. Here are some important disclosures to know:
- DICK RIVERA & ASSOCIATES is a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC).
- The firm has a clean record with the SEC, with no disciplinary actions or penalties.
- Some advisors may have prior disciplinary actions or conflicts of interest. These are fully disclosed to clients before establishing a working relationship.
- DICK RIVERA & ASSOCIATES has a fiduciary duty to act in the best interests of their clients at all times.
- The firm upholds the highest standards of ethics and professionalism in their business practices.
In conclusion, DICK RIVERA & ASSOCIATES is a reputable and experienced financial advisory firm that puts the needs and goals of their clients first. With their comprehensive services, experienced team, and transparent practices, they are a reliable partner for individuals and families looking to secure their financial future.