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Facts and Insights
Founded in 2010, DIRECTED CAPITAL ADVISORS is a leading financial advisory firm that provides expert services to clients in managing, preserving, and growing their wealth. The firm operates with the mission to provide personalized, comprehensive, and unbiased financial advice and solutions to its clients.
With a team of dedicated and experienced financial advisors, DIRECTED CAPITAL ADVISORS has proven to be a trusted and reliable partner for clients in achieving their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides personalized and comprehensive financial advice to help clients manage, preserve, and grow their wealth
- Offers a team of dedicated and experienced financial advisors
- Operates with a mission to provide unbiased financial solutions to clients
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management: | $3.2 billion |
|---|---|
| Number of Advisors: | 25 |
| Time in Business: | 10 years |
Financial Services Offered
DIRECTED CAPITAL ADVISORS offers a wide range of financial services to cater to the diverse needs of its clients. These services include:
- Investment management
- Estate planning
- Retirement planning
- Wealth preservation
- Tax planning
- College planning
Client Types
The firm serves a diverse range of clients, including high-net-worth individuals, families, trusts, and businesses. Its personalized approach to financial planning allows them to tailor their services to meet the unique needs and goals of each client.
Fees & Compensation
DIRECTED CAPITAL ADVISORS operates on a fee-based compensation structure and is a fiduciary to its clients. This means they are legally obligated to act in their clients’ best interests and avoid any conflicts of interest when offering financial advice.
The firm’s fees are based on a percentage of assets under management, and they do not receive any commissions from product sales, ensuring that their advice is unbiased and in the best interest of their clients.
Background
The founder and president of DIRECTED CAPITAL ADVISORS, John Smith, has over 20 years of experience in the financial industry. He holds a degree in finance and has obtained various professional certifications, including Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA).
Under John’s leadership, the firm has grown to become a prominent player in the financial advisory industry, assisting clients in achieving their financial goals and securing their financial future.
Financial Advisor Disclosures to Know
As a fiduciary, DIRECTED CAPITAL ADVISORS is transparent about its fees and any potential conflicts of interest. Clients are provided with a Form ADV, which outlines the firm’s fees, services, and potential conflicts of interest. The firm also has strict compliance procedures in place to ensure that all clients are treated fairly and ethically.
Additionally, all of the firm’s financial advisors are required to disclose any legal or disciplinary actions on their record, providing clients with peace of mind and trust in their advice.