How does the advisor help clients – Key Takeaways:
DIRIGO PRIVATE WEALTH is a financial advisory firm that specializes in providing comprehensive financial planning and investment management services to clients. Their mission is to offer personalized, objective, and innovative solutions to help clients achieve their financial goals.
Facts and Insights
DIRIGO PRIVATE WEALTH is a registered investment advisor (RIA) and is headquartered in Portland, Maine. The firm was founded in 2008 by a team of experienced financial professionals who saw a need for a more client-focused and independent advisory firm in the market.
The firm currently has approximately $500 million assets under management (AUM) and employs a team of 6 advisors. They primarily serve high-net-worth individuals, families, and business owners, with a focus on developing long-term relationships with their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 6 | Founded in 2008 |
Financial Services Offered
As a full-service financial advisory firm, DIRIGO PRIVATE WEALTH offers a wide range of financial services to their clients. This includes:
- Comprehensive financial planning
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management and insurance planning
- Education planning
- Business planning
Client Types
DIRIGO PRIVATE WEALTH primarily serves high-net-worth individuals with investable assets of $1 million or more. They also work with families, business owners, and professionals who are looking for comprehensive financial planning and investment management services.
Fees & Compensation
DIRIGO PRIVATE WEALTH charges a fee based on a percentage of assets under management. This fee structure ensures that the firm’s interests are aligned with their clients’ and encourages them to grow their clients’ portfolios. The exact fee percentage varies depending on the size of the client’s portfolio and the services provided.
Background
The team at DIRIGO PRIVATE WEALTH has a combined experience of more than 100 years in the financial industry. The firm’s advisors have diverse backgrounds and expertise, which allows them to provide a well-rounded and comprehensive approach to financial planning.
They also pride themselves on their commitment to ongoing education and staying current on industry trends and best practices. This ensures that their clients receive the most up-to-date and informed advice and recommendations.
Financial Advisor Disclosures to Know
DIRIGO PRIVATE WEALTH is a fiduciary, which means they are legally obligated to act in their clients’ best interests at all times. They have a strict code of ethics and conduct and fully disclose any potential conflicts of interest.
The firm has a clean record with no disciplinary actions or sanctions by regulatory agencies. They are also transparent about any potential conflicts of interest, such as receiving compensation from third-party providers for recommending their products or services.