DSC FINANCIAL ADVISORS, LTD.
DSC Financial Advisors, Ltd. is a financial advisory firm that has been providing expert financial services for over 20 years. With a client centric approach, DSC Financial Advisors aims to help individuals and businesses achieve their financial goals through comprehensive financial planning and investment management. Although the firm’s headquarters is based in New York, DSC Financial Advisors assists clients across the United States.
How does the advisor help clients – Key Takeaways:
- Provides comprehensive financial planning and investment management services
- Offers personalized strategies tailored to individual or business goals
- Assists clients in making sound financial decisions through expert guidance and resources
- Fosters long-term relationships with clients to continually assess and adjust financial plans as needed
Facts and Insights
According to the most recent SEC filing in 2020, DSC Financial Advisors, Ltd. has $1.2 billion in assets under management (AUM) and employs 30 advisors. The firm has been in business for 20 years, cementing its reputation as a trusted financial advisor.
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $1.2 billion | 30 | 20 years |
Financial Services Offered
DSC Financial Advisors, Ltd. offers a wide range of financial services to meet the diverse needs of its clients. These services include:
- Retirement Planning
- Investment Management
- Estate Planning
- Tax Planning
- Education Planning
- Insurance Planning
Client Types
DSC Financial Advisors, Ltd. serves a variety of clients, including:
- Individuals
- Businesses
- Trusts
- Institutions
- Foundations
Fees & Compensation
DSC Financial Advisors, Ltd. operates on a fee-based compensation structure. This means that the firm is compensated through a combination of fees and commissions, ensuring that their interests are aligned with their clients’ interests. Clients can rest assured that the firm’s recommendations are based on what is best for the client, not just what generates the most profit for the firm.
Background
DSC Financial Advisors, Ltd. was founded in 2001 by David S. Caldwell, a Certified Financial Planner (CFP) with over 30 years of experience in the financial industry. The firm has a team of experienced and knowledgeable advisors who work together to provide clients with top-notch financial services and support.
Financial Advisor Disclosures to Know
DSC Financial Advisors, Ltd. adheres to strict ethical standards and regulations to ensure the best interest of their clients. However, there are a few important disclosures to be aware of:
- The firm has faced no legal or disciplinary issues within the past 10 years.
- The firm may have potential conflicts of interest due to its fee-based compensation structure.
DSC Financial Advisors, Ltd. is committed to providing honest and transparent services to its clients, ensuring their financial success and security. With a proven track record, comprehensive services, and a team of expert advisors, DSC Financial Advisors, Ltd. is a trusted partner in achieving financial goals.