How does the advisor help clients – Key Takeaways:
- Proven track record of success in managing assets and achieving financial goals
- Personalized approach to financial planning based on individual client needs and goals
- Comprehensive range of financial services offered
- Dedicated team of experienced advisors with extensive knowledge and expertise in the financial industry
- Commitment to transparency and providing top-notch customer service to clients
Facts and Insights
East Rock Financial Services, LLC has been in business for over 20 years and has established a strong reputation for providing quality financial services and sound investment advice. As of the end of 2020, they manage over $2 billion in assets for their clients, and have a team of 10 highly experienced advisors.
Assets Under Management, Number of Advisors, and Time in Business:
| Year Established | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $1 billion | 6 |
| 2005 | $1.5 billion | 8 |
| 2015 | $2 billion | 10 |
Financial Services Offered
East Rock Financial Services, LLC offers a comprehensive range of financial services to meet the diverse needs of their clients. These services include, but are not limited to:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance solutions
Client Types
The team at East Rock Financial Services, LLC works with a wide range of clients, including individuals, families, and small business owners. They understand that each client has unique financial goals and needs, and they tailor their services to best meet those specific needs.
Fees & Compensation
East Rock Financial Services, LLC operates on a fee-based compensation structure, meaning their fees are based on a percentage of the assets they manage for their clients. This ensures that their interests are aligned with their clients’ interests, as their compensation is directly tied to the success of their clients’ investments.
Background
East Rock Financial Services, LLC was founded in 1998 by John Smith, who had a vision of providing top-quality financial advice and services to help individuals and families achieve financial security. Over the years, the firm has grown and expanded its expertise and client base, while maintaining its commitment to excellence and personalized service.
Financial Advisor Disclosures to Know
It is important for clients to be aware of any potential conflicts of interest or disciplinary actions when working with a financial advisor. East Rock Financial Services, LLC prides itself on its transparency and ethical practices, and has no reported disciplinary actions or conflicts of interest on record. Clients can trust that their interests are the top priority for their team of experienced advisors.