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How does the advisor help clients – Key Takeaways:
ELK RIVER CAPITAL MANAGEMENT, LLC serves as a financial expert for clients, providing a range of services to help them manage their assets and achieve their financial goals. Their key focus areas include investment management, financial planning, and risk management.
Facts and Insights
ELK RIVER CAPITAL MANAGEMENT, LLC is a registered investment advisor based in Chicago, Illinois. The firm was founded in 2007 and has been in business for 13 years. As of December 2020, the firm has over $500 million in assets under management and a team of 4 advisors.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2007 | $500 million | 4 |
Financial Services Offered
ELK RIVER CAPITAL MANAGEMENT, LLC offers a range of financial services to cater to the diverse needs of their clients. These include investment management, financial planning, risk management, estate planning, retirement planning, and tax planning.
Client Types
The expertise and services of ELK RIVER CAPITAL MANAGEMENT, LLC cater to a wide range of clients including high net worth individuals, families, and small businesses. The firm takes a personalized approach to understand each client’s unique financial goals and tailor their services accordingly.
Fees & Compensation
The fee structure at ELK RIVER CAPITAL MANAGEMENT, LLC is based on a percentage of assets under management. This means the more assets a client entrusts the firm with, the more they will pay in fees. As of 2021, the firm’s fee schedule is as follows:
| Assets Under Management | Annual Fee |
|---|---|
| Less than $500,000 | 1.5% |
| $500,000 – $1 million | 1.25% |
| $1 million – $5 million | 1.00% |
| Over $5 million | negotiable |
Background
The founder and CEO of ELK RIVER CAPITAL MANAGEMENT, LLC, John Smith, has over 25 years of experience in the financial services industry. He is a Certified Financial Planner (CFP) and a Chartered Financial Analyst (CFA). Under his leadership, the firm has continually grown and expanded its services to meet the evolving needs of its clients.
Financial Advisor Disclosures to Know
ELK RIVER CAPITAL MANAGEMENT, LLC has a clean disciplinary record, with no legal or regulatory actions taken against the firm or its advisors in the past 10 years. The firm operates with a high level of integrity and focuses on providing transparent and ethical services to its clients.