How does the advisor help clients – Key Takeaways:
ESI Financial Advisors (Equity Services, Inc.) is a reputable and trusted financial advisory firm that offers a wide range of services to help clients achieve their financial goals. With a team of highly experienced and knowledgeable advisors, ESI strives to provide personalized and comprehensive financial solutions for each client’s unique needs.
Facts and Insights:
As of December 2020, ESI Financial Advisors manages over $4 billion in assets under management. The firm currently has over 1,000 advisors across the United States, with its headquarters located in East Syracuse, New York. With over 50 years in business, ESI has established a strong presence in the financial industry and continues to grow through its commitment to clients’ success.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $4 billion | Over 1,000 | Over 50 years |
Financial Services Offered:
ESI Financial Advisors offers a wide range of financial services to help clients with their investment, retirement, insurance, and estate planning needs. They offer a variety of investment options, including stocks, mutual funds, ETFs, bonds, and alternative investments. In addition, ESI provides retirement planning services to help clients save and prepare for their golden years. They also offer insurance solutions, including life, disability, and long-term care insurance, to protect and preserve clients’ wealth. ESI’s estate planning services help clients with wealth transfer, tax planning, and charitable giving strategies.
Client Types:
ESI Financial Advisors serves a diverse clientele that includes individual investors, families, businesses, and institutions. They have expertise in working with high-net-worth individuals, retirees, and business owners, and cater to each client’s specific needs and goals. ESI also serves as a resource for institutions seeking financial guidance and advice.
Fees & Compensation:
ESI Financial Advisors is a fee-based firm, which means they charge a percentage of the client’s assets under management as their compensation. This aligns the firm’s interests with their clients’ as they both benefit from the clients’ portfolio growth. ESI is transparent about their fees and provides a detailed breakdown of all charges. They also offer fee-only consultations for clients who may not require ongoing management services or who want a second opinion on their financial plan.
Background:
ESI Financial Advisors is a subsidiary of National Life Group, a Fortune 1000 company with over 170 years of experience in the financial industry. This affiliation provides ESI with access to a vast network of resources, tools, and technology to better serve their clients. ESI’s team of advisors undergoes rigorous training and education to ensure they are up-to-date on the latest financial trends and strategies. This commitment to continuous learning and development allows ESI to provide clients with the highest level of service and expertise.
Financial Advisor Disclosures to Know:
As with any financial advisor, it is crucial to understand ESI’s disclosures to make an informed decision about working with them. ESI provides a clear and detailed disclosure on their website, outlining their code of ethics, conflicts of interest, and disciplinary history. Additionally, their advisors are required to disclose any conflicts of interest to their clients. ESI’s transparency and commitment to ethical practices demonstrate their dedication to their clients’ best interests.