How does the advisor help clients – Key Takeaways:
The advisors at Executive Financial Services, Inc. are committed to helping their clients achieve their financial goals through comprehensive financial planning and management. Here are the key takeaways on how they assist their clients:
- Emphasize on personalized and holistic approach to financial planning
- Provide unbiased advice and recommendations
- Implement sound investment strategies
- Ongoing monitoring and review of client portfolios
- Regular communication and education on financial matters
Facts and Insights
As a prominent financial services firm, Executive Financial Services, Inc. has a strong track record of delivering exceptional results for their clients. Here are some facts and insights about the firm:
- Founded in 1995 with headquarters in New York City
- Over $2 billion in assets under management (AUM)
- Employs over 100 dedicated financial advisors
- Serves a diverse client base throughout the United States
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 1995 | $500 million | 10 |
| 1996 | $1 billion | 20 |
| 1997 | $1.5 billion | 30 |
| 1998 | $2 billion | 100 |
Financial Services Offered
Executive Financial Services, Inc. offers a comprehensive range of financial services to help their clients achieve their unique financial goals. These services include:
- Investment Management
- Retirement Planning
- Insurance Planning
- Tax Planning
- Estate Planning
- Education Planning
- Business Planning
- Financial Education and Literacy
Client Types
The advisors at Executive Financial Services, Inc. work with a diverse range of clients, including:
- Individuals
- Families
- Small Business Owners
- Couples
- Professionals
- High Net Worth Individuals
Fees & Compensation
The fee structure at Executive Financial Services, Inc. is transparent and based solely on the value of their services and the level of assets under management. The firm does not receive commissions or other forms of compensation. The standard fee structure is as follows:
- An annual management fee of 1.1% on assets up to $1 million
- An annual management fee of 0.95% on assets between $1 million and $5 million
- An annual management fee of 0.75% on assets between $5 million and $10 million
- An annual management fee of 0.5% on assets over $10 million
Background
Executive Financial Services, Inc. was founded in 1995 by a team of experienced financial professionals who shared the vision of providing top-quality financial advice and services to individuals, families, and businesses. The firm has since grown into a highly reputable and trusted financial services provider with a strong presence in the industry.
Financial Advisor Disclosures to Know
As a responsible financial services firm, Executive Financial Services, Inc. is committed to transparency and disclosure. They abide by all relevant regulations and industry standards, including:
- Compliance with the Investment Advisers Act of 1940
- Registered with the Securities and Exchange Commission (SEC)
- Fully disclosed fee structure and potential conflicts of interest
- Comply with all legal and regulatory requirements